Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
626
Live Nation Entertainment
LYV
$41.6B
| $1.76M | 0.02% |
+9,907
| New | +$1.77M |
2026 Q3
0 quarters
|
|
627
TCW Flexible Income ETF
FLXR
$3.92B
| $1.76M | 0.02% |
46,101
+19,661
| +74% | +$762K |
2025 Q4
3 quarters
|
|
628
Dimensional Core Fixed Income ETF
DFCF
$11.7B
| $1.76M | 0.02% |
43,032
+8,132
| +23% | +$337K |
2025 Q1
6 quarters
|
|
629
State Street Materials Select Sector SPDR ETF
XLB
$8.53B
| $1.76M | 0.02% |
33,356
-41,925
| -56% | -$2.16M |
2020 Q2
25 quarters
|
|
630
BlackRock Flexible Income ETF
BINC
$17.1B
| $1.76M | 0.02% |
34,616
+4,341
| +14% | +$225K |
2024 Q3
8 quarters
|
|
631
Blue Owl Capital
OBDC
$5.47B
| $1.75M | 0.02% |
168,454
+148,336
| +737% | +$1.65M |
2026 Q1
2 quarters
|
|
632
Invesco S&P 100 Equal Weight ETF
EQWL
$2.72B
| $1.75M | 0.02% |
13,203
+1,062
| +9% | +$140K |
2025 Q3
4 quarters
|
|
633
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.6B
| $1.74M | 0.02% |
15,120
+223
| +1% | +$25.6K |
2014 Q3
48 quarters
|
|
634
First Trust Europe AlphaDEX Fund
FEP
$496M
| $1.74M | 0.02% |
30,852
-8,198
| -21% | -$483K |
2024 Q2
9 quarters
|
|
635
Packaging Corp of America
PKG
$22.7B
| $1.74M | 0.02% |
6,773
-184
| -3% | -$44.2K |
2020 Q4
23 quarters
|
|
636
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$18.1B
| $1.74M | 0.02% |
22,452
+759
| +3% | +$60.1K |
2013 Q2
53 quarters
|
|
637
Capital Group Municipal Income ETF
CGMU
$7.61B
| $1.74M | 0.02% |
65,047
+20,843
| +47% | +$562K |
2024 Q3
8 quarters
|
|
638
iShares MSCI Intl Value Factor ETF
IVLU
$4.61B
| $1.74M | 0.02% |
41,166
+7,565
| +23% | +$330K |
2025 Q2
5 quarters
|
|
639
JPMorgan Core Plus Bond ETF
JCPB
$17.6B
| $1.73M | 0.02% |
38,036
+3,812
| +11% | +$176K |
2024 Q1
10 quarters
|
|
640
NYLIM FTSE International Equity Currency Neutral ETF
HFXI
$2.43B
| $1.72M | 0.02% |
+47,412
| New | +$1.79M |
2026 Q3
0 quarters
|
|
641
iShares Bitcoin Trust
IBIT
$60B
| $1.71M | 0.02% |
39,536
+26,303
| +199% | +$1.06M |
2025 Q3
4 quarters
|
|
642
Delta Air Lines
DAL
$60.4B
| $1.7M | 0.02% |
21,263
+7,202
| +51% | +$611K |
2020 Q2
25 quarters
|
|
643
American Healthcare REIT
AHR
$13.6B
| $1.7M | 0.02% |
31,700
-102
| -0.3% | -$5.58K |
2024 Q3
8 quarters
|
|
644
Royal Bank of Canada
RY
$283B
| $1.69M | 0.02% |
8,345
+258
| +3% | +$53.7K |
2019 Q3
28 quarters
|
|
645
Akre Focus ETF
AKRE
$5.37B
| $1.69M | 0.02% |
28,602
-8,076
| -22% | -$463K |
2025 Q4
3 quarters
|
|
646
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.1B
| $1.68M | 0.02% |
94,133
+20,536
| +28% | +$373K |
2021 Q2
21 quarters
|
|
647
FT Vest US Equity Buffer ETF September
FSEP
$1.43B
| $1.68M | 0.02% |
29,470
-39,690
| -57% | -$2.23M |
2022 Q3
16 quarters
|
|
648
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.54B
| $1.68M | 0.02% |
90,307
-6,802
| -7% | -$127K |
2023 Q4
11 quarters
|
|
649
Otis Worldwide
OTIS
$30B
| $1.68M | 0.02% |
+22,113
| New | +$1.57M |
2026 Q3
0 quarters
|
|
650
DocuSign
DOCU
$14.5B
| $1.67M | 0.02% |
20,373
-741
| -4% | -$44.1K |
2025 Q1
6 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.