Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
601
Vanguard Real Estate ETF
VNQ
$38.9B
| $1.87M | 0.02% |
19,821
+3,607
| +22% | +$349K |
2020 Q2
25 quarters
|
|
602
First Trust Financials AlphaDEX Fund
FXO
$1.09B
| $1.86M | 0.02% |
29,103
-2,329
| -7% | -$151K |
2020 Q4
23 quarters
|
|
603
PGIM Ultra Short Bond ETF
PULS
$19.8B
| $1.86M | 0.02% |
37,628
-15,427
| -29% | -$765K |
2024 Q1
10 quarters
|
|
604
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$582M
| $1.86M | 0.02% |
38,211
-42,761
| -53% | -$2.28M |
2019 Q2
29 quarters
|
|
605
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
| $1.86M | 0.02% |
46,759
-9,956
| -18% | -$403K |
2020 Q4
23 quarters
|
|
606
Weyerhaeuser
WY
$14.9B
| $1.85M | 0.02% |
90,821
-286
| -0.3% | -$6.68K |
2022 Q1
18 quarters
|
|
607
iShares Russell Mid-Cap Value ETF
IWS
$15.1B
| $1.85M | 0.02% |
10,846
+1,292
| +14% | +$217K |
2019 Q4
27 quarters
|
|
608
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$132M
| $1.84M | 0.02% |
90,445
+14,875
| +20% | +$306K |
2023 Q2
13 quarters
|
|
609
Vanguard Financials ETF
VFH
$13.7B
| $1.83M | 0.02% |
13,339
+2,978
| +29% | +$413K |
2023 Q3
12 quarters
|
|
610
Vanguard Materials ETF
VAW
$3B
| $1.83M | 0.02% |
7,987
-585
| -7% | -$134K |
2019 Q4
27 quarters
|
|
611
IonQ
IONQ
$16.1B
| $1.82M | 0.02% |
60,748
+15,718
| +35% | +$637K |
2024 Q2
9 quarters
|
|
612
First Trust NYSE Arca Biotechnology Index Fund
FBT
$3.02B
| $1.82M | 0.02% |
6,527
+3,289
| +102% | +$855K |
2018 Q1
34 quarters
|
|
613
Vertex Pharmaceuticals
VRTX
$139B
| $1.82M | 0.02% |
3,253
+682
| +27% | +$349K |
2022 Q1
18 quarters
|
|
614
Vanguard Health Care ETF
VHT
$21.1B
| $1.82M | 0.02% |
5,308
+1,470
| +38% | +$461K |
2020 Q2
25 quarters
|
|
615
eBay
EBAY
$54.1B
| $1.82M | 0.02% |
14,944
-68
| -0.5% | -$7.4K |
2022 Q4
15 quarters
|
|
616
First Trust Japan AlphaDEX Fund
FJP
$251M
| $1.82M | 0.02% |
24,978
+663
| +3% | +$50.7K |
2024 Q2
9 quarters
|
|
617
FT Vest Laddered International Moderate Buffer ETF
BUFY
$178M
| $1.82M | 0.02% |
76,491
+22,293
| +41% | +$530K |
2025 Q2
5 quarters
|
|
618
Hartford Financial Services
HIG
$36.8B
| $1.81M | 0.02% |
13,679
+11,485
| +523% | +$1.58M |
2023 Q4
11 quarters
|
|
619
Brown & Brown
BRO
$23.9B
| $1.81M | 0.02% |
25,975
+3,064
| +13% | +$211K |
2019 Q4
27 quarters
|
|
620
Herc Holdings
HRI
$5.52B
| $1.8M | 0.02% |
+10,845
| New | +$1.63M |
2026 Q3
0 quarters
|
|
621
abrdn Physical Silver Shares ETF
SIVR
$3.47B
| $1.8M | 0.02% |
38,326
+1,351
| +4% | +$80.5K |
2025 Q1
6 quarters
|
|
622
SoFi Technologies
SOFI
$20.7B
| $1.79M | 0.02% |
106,767
+10,576
| +11% | +$186K |
2021 Q4
19 quarters
|
|
623
GitLab
GTLB
$7.59B
| $1.78M | 0.02% |
32,991
-815
| -2% | -$33K |
2026 Q2
1 quarter
|
|
624
LCI Industries
LCII
$2.4B
| $1.77M | 0.02% |
+17,890
| New | +$1.79M |
2026 Q3
0 quarters
|
|
625
T. Rowe Price US Equity Research ETF
TSPA
$4.61B
| $1.76M | 0.02% |
37,083
-4,073
| -10% | -$195K |
2024 Q4
7 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.