Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
551
Service Corp International
SCI
$9.9B
| $2.35M | 0.03% |
30,719
+17,320
| +129% | +$1.4M |
2024 Q2
9 quarters
|
|
552
Robinhood
HOOD
$75B
| $2.34M | 0.03% |
27,582
+2,333
| +9% | +$248K |
2025 Q2
5 quarters
|
|
553
Apollo Global Management
APO
$72.2B
| $2.33M | 0.03% |
20,079
+2,241
| +13% | +$284K |
2021 Q3
20 quarters
|
|
554
PIMCO Multi Sector Bond Active ETF
PYLD
$16.8B
| $2.32M | 0.03% |
90,332
+15,433
| +21% | +$402K |
2024 Q3
8 quarters
|
|
555
Invesco Aerospace & Defense ETF
PPA
$7.54B
| $2.31M | 0.03% |
14,566
-8,801
| -38% | -$1.51M |
2021 Q4
19 quarters
|
|
556
First Trust Cloud Computing ETF
SKYY
$3.1B
| $2.31M | 0.03% |
14,438
-71
| -0.5% | -$10.9K |
2017 Q4
35 quarters
|
|
557
ON Semiconductor
ON
$26.9B
| $2.3M | 0.03% |
32,061
+15,080
| +89% | +$1.21M |
2021 Q2
21 quarters
|
|
558
Prudential Financial
PRU
$41.9B
| $2.3M | 0.03% |
19,701
+409
| +2% | +$48.8K |
2019 Q1
30 quarters
|
|
559
Roper Technologies
ROP
$46.7B
| $2.29M | 0.03% |
4,906
+487
| +11% | +$187K |
2020 Q2
25 quarters
|
|
560
Chesapeake Utilities
CPK
$3.56B
| $2.28M | 0.03% |
16,697
-283
| -2% | -$37.3K |
2026 Q1
2 quarters
|
|
561
Franklin International Low Volatility High Dividend Index ETF
LVHI
$6.49B
| $2.27M | 0.03% |
52,512
+22,276
| +74% | +$944K |
2025 Q4
3 quarters
|
|
562
Intercontinental Exchange
ICE
$97.3B
| $2.24M | 0.03% |
13,256
-715
| -5% | -$108K |
2020 Q1
26 quarters
|
|
563
iShares Russell Top 200 Growth ETF
IWY
$14.7B
| $2.21M | 0.03% |
7,997
+678
| +9% | +$194K |
2020 Q4
23 quarters
|
|
564
Amplify CWP Enhanced Dividend Income ETF
DIVO
$8.02B
| $2.21M | 0.03% |
46,617
+8,648
| +23% | +$410K |
2022 Q4
15 quarters
|
|
565
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.67B
| $2.2M | 0.03% |
52,009
-3,457
| -6% | -$151K |
2024 Q1
10 quarters
|
|
566
Mizuho Financial
MFG
$119B
| $2.19M | 0.03% |
226,866
+118,035
| +108% | +$1.25M |
2026 Q2
1 quarter
|
|
567
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.21B
| $2.16M | 0.03% |
22,769
-331
| -1% | -$34.1K |
2013 Q2
53 quarters
|
|
568
YPF Sociedad Anonima ADS
YPF
$14.9B
| $2.15M | 0.03% |
45,655
-758
| -2% | -$38.7K |
2026 Q1
2 quarters
|
|
569
Entergy
ETR
$53.4B
| $2.11M | 0.03% |
19,134
+5,501
| +40% | +$594K |
2022 Q4
15 quarters
|
|
570
State Street SPDR S&P Regional Banking ETF
KRE
$4.77B
| $2.1M | 0.03% |
29,158
-18,265
| -39% | -$1.37M |
2023 Q1
14 quarters
|
|
571
Natera
NTRA
$46.5B
| $2.09M | 0.03% |
+5,053
| New | +$1.59M |
2026 Q3
0 quarters
|
|
572
Kayne Anderson Energy Infrastructure Fund
KYN
$2.27B
| $2.09M | 0.03% |
141,295
+45
| +0% | +$652 |
2023 Q4
11 quarters
|
|
573
GMO US Quality ETF
QLTY
$5.56B
| $2.09M | 0.03% |
48,000
+2,300
| +5% | +$97.6K |
2025 Q1
6 quarters
|
|
574
Global X US Infrastructure Development ETF
PAVE
$13.6B
| $2.09M | 0.03% |
39,038
+2,348
| +6% | +$131K |
2021 Q4
19 quarters
|
|
575
Select STOXX Europe Aerospace & Defense ETF
EUAD
$966M
| $2.08M | 0.03% |
52,694
-1,927
| -4% | -$85K |
2025 Q4
3 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.