Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
526
iShares International Select Dividend ETF
IDV
$8.42B
| $2.51M | 0.03% |
58,828
+13,098
| +29% | +$574K |
2024 Q3
8 quarters
|
|
527
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
| $2.51M | 0.03% |
122,206
-4,326
| -3% | -$90.6K |
2025 Q2
5 quarters
|
|
528
Exelon
EXC
$47.2B
| $2.51M | 0.03% |
54,310
+39,470
| +266% | +$1.76M |
2023 Q4
11 quarters
|
|
529
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$463M
| $2.5M | 0.03% |
65,837
-2,280
| -3% | -$89.4K |
2026 Q2
1 quarter
|
|
530
Capital Group Dividend Growers ETF
CGDG
$5.97B
| $2.5M | 0.03% |
64,933
+21,662
| +50% | +$829K |
2024 Q4
7 quarters
|
|
531
DTE Energy
DTE
$28.8B
| $2.49M | 0.03% |
18,343
+11,423
| +165% | +$1.59M |
2024 Q4
7 quarters
|
|
532
Global X Artificial Intelligence & Technology ETF
AIQ
$9.45B
| $2.48M | 0.03% |
41,251
+4,598
| +13% | +$288K |
2025 Q3
4 quarters
|
|
533
Capital Group Core Balanced ETF
CGBL
$8.03B
| $2.48M | 0.03% |
67,502
+30,471
| +82% | +$1.15M |
2024 Q1
10 quarters
|
|
534
Defiance Quantum ETF
QTUM
$4.86B
| $2.47M | 0.03% |
18,487
+1,381
| +8% | +$205K |
2025 Q3
4 quarters
|
|
535
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$330M
| $2.47M | 0.03% |
134,051
+32,240
| +32% | +$606K |
2026 Q1
2 quarters
|
|
536
Nuveen Quality Municipal Income Fund
NAD
$2.57B
| $2.46M | 0.03% |
225,888
+103,597
| +85% | +$1.19M |
2022 Q4
15 quarters
|
|
537
Ford
F
$50B
| $2.44M | 0.03% |
199,536
-17,435
| -8% | -$242K |
2013 Q2
53 quarters
|
|
538
NEOS S&P 500 High Income ETF
SPYI
$12.5B
| $2.44M | 0.03% |
46,569
+9,193
| +25% | +$491K |
2025 Q4
3 quarters
|
|
539
KLA
KLAC
$197B
| $2.43M | 0.03% |
15,374
-21,632
| -58% | -$4.24M |
2022 Q4
15 quarters
|
|
540
Zscaler
ZS
$32.5B
| $2.43M | 0.03% |
10,207
-5,828
| -36% | -$993K |
2026 Q1
2 quarters
|
|
541
Nutrien
NTR
$34.3B
| $2.42M | 0.03% |
34,841
+20,515
| +143% | +$1.46M |
2022 Q1
18 quarters
|
|
542
iShares US Oil Equipment & Services ETF
IEZ
$345M
| $2.42M | 0.03% |
85,214
-5,856
| -6% | -$166K |
2022 Q1
18 quarters
|
|
543
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.15B
| $2.4M | 0.03% |
90,411
+9,333
| +12% | +$259K |
2025 Q2
5 quarters
|
|
544
Capital Group Short Duration Municipal Income ETF
CGSM
$1.74B
| $2.4M | 0.03% |
91,824
-49,254
| -35% | -$1.29M |
2025 Q1
6 quarters
|
|
545
Omnicom Group
OMC
$24.3B
| $2.36M | 0.03% |
29,059
+16,791
| +137% | +$1.37M |
2020 Q3
24 quarters
|
|
546
iShares Gold Trust
IAU
$61.3B
| $2.36M | 0.03% |
32,335
+2,889
| +10% | +$232K |
2019 Q2
29 quarters
|
|
547
Barrick Mining
B
$69.6B
| $2.35M | 0.03% |
63,585
-1,746
| -3% | -$71.5K |
2022 Q1
18 quarters
|
|
548
Allstate
ALL
$62.8B
| $2.35M | 0.03% |
9,056
+6,891
| +318% | +$1.75M |
2023 Q2
13 quarters
|
|
549
Northrop Grumman
NOC
$76.6B
| $2.35M | 0.03% |
4,209
+980
| +30% | +$528K |
2018 Q4
31 quarters
|
|
550
iShares MSCI Europe Financials ETF
EUFN
$3.1B
| $2.35M | 0.03% |
62,297
+1,245
| +2% | +$51.5K |
2023 Q1
14 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.