Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
476
Capital Group Core Plus Income ETF
CGCP
$8.67B
| $2.91M | 0.04% |
134,926
-10,242
| -7% | -$225K |
2022 Q3
16 quarters
|
|
477
Cameco
CCJ
$32.8B
| $2.9M | 0.04% |
37,769
-2,949
| -7% | -$278K |
2022 Q4
15 quarters
|
|
478
Novartis
NVS
$309B
| $2.9M | 0.04% |
18,018
-10,052
| -36% | -$1.52M |
2017 Q2
37 quarters
|
|
479
Freedom 100 Emerging Markets ETF
FRDM
$3.19B
| $2.89M | 0.04% |
46,682
-122,775
| -72% | -$8.38M |
2025 Q2
5 quarters
|
|
480
iShares MSCI USA Quality GARP ETF
GARP
$3.44B
| $2.89M | 0.04% |
37,169
+13,508
| +57% | +$1.11M |
2025 Q4
3 quarters
|
|
481
Vanguard High Dividend Yield ETF
VYM
$82.8B
| $2.87M | 0.04% |
17,474
-16,232
| -48% | -$2.63M |
2019 Q2
29 quarters
|
|
482
Vanguard S&P 500 Value ETF
VOOV
$6.97B
| $2.85M | 0.04% |
12,323
+33
| +0.3% | +$7.44K |
2024 Q2
9 quarters
|
|
483
Eaton Vance Total Return Bond ETF
EVTR
$6.61B
| $2.83M | 0.04% |
57,624
+40,290
| +232% | +$2.01M |
2026 Q2
1 quarter
|
|
484
Nuveen Select Tax-Free Income Portfolio
NXP
$851M
| $2.83M | 0.04% |
209,931
+53
| +0% | +$745 |
2023 Q4
11 quarters
|
|
485
Intuitive Surgical
ISRG
$163B
| $2.82M | 0.04% |
6,528
+1,264
| +24% | +$482K |
2020 Q3
24 quarters
|
|
486
Vanguard Short-Term Tax-Exempt Bond ETF
VTES
$4.22B
| $2.82M | 0.04% |
+28,030
| New | +$2.81M |
2026 Q3
0 quarters
|
|
487
Kinder Morgan
KMI
$68.1B
| $2.82M | 0.04% |
83,151
+14,956
| +22% | +$474K |
2014 Q4
47 quarters
|
|
488
Invesco Senior Loan ETF
BKLN
$5.79B
| $2.82M | 0.04% |
137,793
+83,403
| +153% | +$1.71M |
2013 Q2
53 quarters
|
|
489
State Street SPDR S&P Biotech ETF
XBI
$10.6B
| $2.81M | 0.04% |
18,028
+6,261
| +53% | +$989K |
2019 Q4
27 quarters
|
|
490
Schwab High Yield Bond ETF
SCYB
$2.74B
| $2.8M | 0.04% |
111,112
+8,007
| +8% | +$207K |
2026 Q1
2 quarters
|
|
491
Cintas
CTAS
$88.6B
| $2.8M | 0.04% |
12,723
+610
| +5% | +$121K |
2023 Q4
11 quarters
|
|
492
Vanguard Total International Stock ETF
VXUS
$163B
| $2.8M | 0.04% |
33,930
+6,380
| +23% | +$548K |
2021 Q4
19 quarters
|
|
493
Petrobras
PBR
$118B
| $2.77M | 0.04% |
125,522
+105,880
| +539% | +$2.01M |
2023 Q4
11 quarters
|
|
494
Evergy
EVRG
$20.6B
| $2.74M | 0.04% |
31,913
-1,677
| -5% | -$139K |
2021 Q1
22 quarters
|
|
495
First Trust Dorsey Wright International Focus 5 ETF
IFV
$207M
| $2.71M | 0.04% |
114,149
-157,497
| -58% | -$4.06M |
2019 Q2
29 quarters
|
|
496
Capital Group Conservative Equity ETF
CGCV
$2.39B
| $2.71M | 0.04% |
80,689
+6,055
| +8% | +$200K |
2026 Q1
2 quarters
|
|
497
Invesco BulletShares 2029 High Yield Corporate Bond ETF
BSJT
$609M
| $2.7M | 0.04% |
130,694
-9,436
| -7% | -$199K |
2024 Q4
7 quarters
|
|
498
Republic Services
RSG
$75.2B
| $2.7M | 0.04% |
11,076
+2,347
| +27% | +$511K |
2019 Q1
30 quarters
|
|
499
First Trust Bloomberg Artificial Intelligence ETF
FAI
$224M
| $2.7M | 0.03% |
52,770
+27,301
| +107% | +$1.45M |
2026 Q2
1 quarter
|
|
500
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$392M
| $2.69M | 0.03% |
25,749
-510
| -2% | -$58.1K |
2020 Q4
23 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.