Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
451
Ulta Beauty
ULTA
$28.4B
| $3.13M | 0.04% |
+4,881
| New | +$2.53M |
2026 Q3
0 quarters
|
|
452
Norfolk Southern
NSC
$73.2B
| $3.12M | 0.04% |
9,107
+1,652
| +22% | +$547K |
2020 Q4
23 quarters
|
|
453
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$565M
| $3.12M | 0.04% |
86,114
-14,013
| -14% | -$581K |
2023 Q4
11 quarters
|
|
454
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.19B
| $3.12M | 0.04% |
96,247
+23,619
| +33% | +$741K |
2026 Q1
2 quarters
|
|
455
Howmet Aerospace
HWM
$86B
| $3.12M | 0.04% |
15,645
-24,274
| -61% | -$6.39M |
2024 Q3
8 quarters
|
|
456
General Motors
GM
$76.1B
| $3.1M | 0.04% |
35,489
+531
| +2% | +$44.4K |
2020 Q3
24 quarters
|
|
457
Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG
$152B
| $3.08M | 0.04% |
127,365
+91,800
| +258% | +$2.37M |
2025 Q1
6 quarters
|
|
458
First Trust Long Duration Opportunities ETF
LGOV
$618M
| $3.07M | 0.04% |
150,016
+7,830
| +6% | +$163K |
2023 Q2
13 quarters
|
|
459
Avantis International Small Cap Value ETF
AVDV
$19.8B
| $3.07M | 0.04% |
29,175
-24,523
| -46% | -$2.66M |
2025 Q1
6 quarters
|
|
460
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.61B
| $3.05M | 0.04% |
43,165
+7,297
| +20% | +$526K |
2023 Q1
14 quarters
|
|
461
Sempra
SRE
$51.5B
| $3.01M | 0.04% |
35,005
-1,157
| -3% | -$100K |
2022 Q4
15 quarters
|
|
462
Keysight
KEYS
$49.2B
| $3M | 0.04% |
9,781
+7,924
| +427% | +$2.61M |
2025 Q1
6 quarters
|
|
463
iShares Russell Mid-Cap Growth ETF
IWP
$18.1B
| $3M | 0.04% |
22,770
+8,027
| +54% | +$1.13M |
2017 Q1
38 quarters
|
|
464
Illumina
ILMN
$33.4B
| $2.99M | 0.04% |
12,683
+7,429
| +141% | +$1.56M |
2022 Q4
15 quarters
|
|
465
Bank of New York Mellon
BNY
$102B
| $2.99M | 0.04% |
20,335
+4,807
| +31% | +$755K |
2023 Q2
13 quarters
|
|
466
Franklin Income Focus ETF
INCM
$2.04B
| $2.99M | 0.04% |
102,258
+65,811
| +181% | +$1.92M |
2023 Q4
11 quarters
|
|
467
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.1B
| $2.98M | 0.04% |
51,622
+16,333
| +46% | +$949K |
2021 Q2
21 quarters
|
|
468
Gabelli Dividend & Income Trust
GDV
$2.52B
| $2.98M | 0.04% |
104,569
+16,406
| +19% | +$489K |
2022 Q3
16 quarters
|
|
469
Medtronic
MDT
$131B
| $2.97M | 0.04% |
30,777
-2,014
| -6% | -$177K |
2016 Q1
42 quarters
|
|
470
Snowflake
SNOW
$103B
| $2.97M | 0.04% |
9,709
-11,655
| -55% | -$3.6M |
2024 Q1
10 quarters
|
|
471
iShares 0-5 Year TIPS Bond ETF
STIP
$16.9B
| $2.97M | 0.04% |
29,312
+14,266
| +95% | +$1.44M |
2022 Q1
18 quarters
|
|
472
Vanguard Industrials ETF
VIS
$7.8B
| $2.94M | 0.04% |
9,154
-725
| -7% | -$248K |
2021 Q1
22 quarters
|
|
473
WisdomTree Efficient Gold Plus Gold Miners Strategy Fund
GDMN
$167M
| $2.93M | 0.04% |
45,295
-4,776
| -10% | -$411K |
2025 Q4
3 quarters
|
|
474
Pacer Trendpilot US Large Cap ETF
PTLC
$3.22B
| $2.93M | 0.04% |
49,601
-9,194
| -16% | -$545K |
2024 Q2
9 quarters
|
|
475
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.86B
| $2.93M | 0.04% |
50,004
-2,315
| -4% | -$127K |
2023 Q1
14 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.