Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
401
Bristol-Myers Squibb
BMY
$127B
| $3.65M | 0.05% |
58,382
+22,942
| +65% | +$1.45M |
2019 Q2
29 quarters
|
|
402
Vistra
VST
$45.6B
| $3.63M | 0.05% |
26,230
+10,603
| +68% | +$1.56M |
2024 Q1
10 quarters
|
|
403
Schwab Fundamental International Large Company Index ETF
FNDF
$25.9B
| $3.59M | 0.05% |
66,697
+28,906
| +76% | +$1.57M |
2025 Q4
3 quarters
|
|
404
State Street SPDR S&P Dividend ETF
SDY
$22.6B
| $3.59M | 0.05% |
22,317
-8,454
| -27% | -$1.31M |
2013 Q2
53 quarters
|
|
405
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.27B
| $3.56M | 0.05% |
20,961
+2,217
| +12% | +$398K |
2025 Q4
3 quarters
|
|
406
Vanguard Russell 1000 Growth ETF
VONG
$43.8B
| $3.55M | 0.05% |
29,304
+276
| +1% | +$34.8K |
2019 Q4
27 quarters
|
|
407
Welltower
WELL
$181B
| $3.55M | 0.05% |
15,119
+4,719
| +45% | +$1.12M |
2020 Q2
25 quarters
|
|
408
Pacer Trendpilot 100 ETF
PTNQ
$1.15B
| $3.55M | 0.05% |
42,590
-13,862
| -25% | -$1.19M |
2022 Q4
15 quarters
|
|
409
iShares Core MSCI International Developed Markets ETF
IDEV
$34.4B
| $3.54M | 0.05% |
39,721
+33,197
| +509% | +$3.03M |
2023 Q3
12 quarters
|
|
410
Okta
OKTA
$31B
| $3.54M | 0.05% |
17,004
+3,616
| +27% | +$572K |
2019 Q2
29 quarters
|
|
411
iShares Short Maturity Bond ETF
NEAR
$5.21B
| $3.53M | 0.05% |
70,460
+7,883
| +13% | +$397K |
2024 Q1
10 quarters
|
|
412
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.8B
| $3.52M | 0.05% |
71,764
+4,367
| +6% | +$214K |
2020 Q3
24 quarters
|
|
413
Atlassian
TEAM
$39.2B
| $3.52M | 0.05% |
18,358
+982
| +6% | +$142K |
2026 Q1
2 quarters
|
|
414
AutoZone
AZO
$52.3B
| $3.52M | 0.05% |
1,110
+96
| +9% | +$287K |
2024 Q4
7 quarters
|
|
415
iShares Gold Trust Micro
IAUM
$6.55B
| $3.51M | 0.05% |
90,696
+9,629
| +12% | +$409K |
2024 Q2
9 quarters
|
|
416
Sprott Uranium Miners ETF
URNM
$1.8B
| $3.5M | 0.05% |
82,734
-8,146
| -9% | -$430K |
2022 Q4
15 quarters
|
|
417
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
| $3.5M | 0.05% |
78,406
+2,867
| +4% | +$125K |
2019 Q2
29 quarters
|
|
418
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$38.8B
| $3.49M | 0.05% |
54,494
-6,544
| -11% | -$409K |
2023 Q1
14 quarters
|
|
419
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.37B
| $3.49M | 0.05% |
73,357
+66,243
| +931% | +$3.17M |
2021 Q1
22 quarters
|
|
420
Newmont
NEM
$130B
| $3.49M | 0.05% |
32,736
+1,689
| +5% | +$189K |
2022 Q4
15 quarters
|
|
421
U.S. Core Equity 1 Portfolio ETF Class Shares
DCOR
$3.55B
| $3.47M | 0.04% |
41,598
+8,025
| +24% | +$671K |
2025 Q2
5 quarters
|
|
422
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.7B
| $3.44M | 0.04% |
66,620
+21,909
| +49% | +$1.14M |
2020 Q2
25 quarters
|
|
423
iShares MSCI ACWI ETF
ACWI
$32.3B
| $3.44M | 0.04% |
22,016
+2,754
| +14% | +$437K |
2022 Q4
15 quarters
|
|
424
Leidos
LDOS
$16.6B
| $3.43M | 0.04% |
23,974
-3,714
| -13% | -$464K |
2025 Q1
6 quarters
|
|
425
NetEase
NTES
$83B
| $3.42M | 0.04% |
30,091
+289
| +1% | +$36K |
2025 Q4
3 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.