Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
376
Datadog
DDOG
$64.9B
| $4.11M | 0.05% |
17,466
+2,741
| +19% | +$678K |
2021 Q2
21 quarters
|
|
377
Dimensional US Marketwide Value ETF
DFUV
$15.9B
| $4.09M | 0.05% |
72,051
+1,480
| +2% | +$83.2K |
2022 Q2
17 quarters
|
|
378
Hewlett Packard
HPE
$63.1B
| $4.07M | 0.05% |
73,864
+10,756
| +17% | +$570K |
2024 Q4
7 quarters
|
|
379
Invesco QQQ Income Advantage ETF
QQA
$873M
| $4.07M | 0.05% |
76,010
+9,920
| +15% | +$556K |
2025 Q3
4 quarters
|
|
380
iShares Core Universal USD Bond ETF
IUSB
$50.4B
| $4.05M | 0.05% |
90,155
+4,806
| +6% | +$218K |
2020 Q4
23 quarters
|
|
381
Devon Energy
DVN
$46.6B
| $4.05M | 0.05% |
77,602
+57,302
| +282% | +$2.63M |
2021 Q3
20 quarters
|
|
382
VanEck Morningstar SMID Moat ETF
SMOT
$334M
| $4.02M | 0.05% |
98,969
+34,067
| +52% | +$1.35M |
2023 Q3
12 quarters
|
|
383
Invesco S&P 500 Equal Weight Income Advantage ETF
RSPA
$1.25B
| $4.01M | 0.05% |
75,337
+14,960
| +25% | +$803K |
2025 Q4
3 quarters
|
|
384
iShares Russell Mid-Cap ETF
IWR
$58.4B
| $3.96M | 0.05% |
35,970
-295
| -0.8% | -$32.6K |
2019 Q2
29 quarters
|
|
385
Super Micro Computer
SMCI
$18.8B
| $3.94M | 0.05% |
119,636
+33,388
| +39% | +$1.13M |
2023 Q3
12 quarters
|
|
386
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$2.95B
| $3.92M | 0.05% |
200,989
+11,116
| +6% | +$217K |
2022 Q1
18 quarters
|
|
387
Trane Technologies
TT
$92.1B
| $3.92M | 0.05% |
9,527
+5,859
| +160% | +$2.69M |
2021 Q4
19 quarters
|
|
388
Nuveen Municipal Value Fund
NUV
$1.79B
| $3.9M | 0.05% |
462,346
-13,727
| -3% | -$122K |
2018 Q4
31 quarters
|
|
389
iShares US Utilities ETF
IDU
$1.45B
| $3.87M | 0.05% |
34,873
+235
| +0.7% | +$26K |
2021 Q1
22 quarters
|
|
390
First Eagle Global Equity ETF
FEGE
$2.69B
| $3.85M | 0.05% |
74,245
+11,926
| +19% | +$613K |
2025 Q2
5 quarters
|
|
391
iShares Core MSCI Europe ETF
IEUR
$9.9B
| $3.84M | 0.05% |
51,613
-7,325
| -12% | -$559K |
2023 Q1
14 quarters
|
|
392
Air Products & Chemicals
APD
$69.3B
| $3.84M | 0.05% |
12,123
+833
| +7% | +$248K |
2019 Q2
29 quarters
|
|
393
Innovator Defined Wealth Shield ETF
BALT
$3.27B
| $3.84M | 0.05% |
109,691
+21,151
| +24% | +$732K |
2025 Q3
4 quarters
|
|
394
American Electric Power
AEP
$69.9B
| $3.82M | 0.05% |
29,344
+1,002
| +4% | +$127K |
2018 Q1
34 quarters
|
|
395
iShares 1-3 Year Treasury Bond ETF
SHY
$27.5B
| $3.75M | 0.05% |
45,879
+17,407
| +61% | +$1.42M |
2019 Q2
29 quarters
|
|
396
HSBC
HSBC
$309B
| $3.75M | 0.05% |
43,844
+14,719
| +51% | +$1.51M |
2023 Q2
13 quarters
|
|
397
Invesco MSCI EAFE Income Advantage ETF
EFAA
$682M
| $3.72M | 0.05% |
68,241
+14,405
| +27% | +$810K |
2025 Q4
3 quarters
|
|
398
Invesco S&P 500 Revenue ETF
RWL
$10.5B
| $3.67M | 0.05% |
27,246
+8,055
| +42% | +$1.07M |
2022 Q1
18 quarters
|
|
399
iShares Semiconductor ETF
SOXX
$42.1B
| $3.66M | 0.05% |
23,289
-55,188
| -70% | -$9.8M |
2023 Q4
11 quarters
|
|
400
Nike
NKE
$59.2B
| $3.65M | 0.05% |
94,433
+82,847
| +715% | +$3.33M |
2019 Q2
29 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.