Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
326
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
| $5.12M | 0.07% |
63,545
+3,528
| +6% | +$296K |
2019 Q3
28 quarters
|
|
327
Xylem
XYL
$22.2B
| $5.1M | 0.07% |
55,163
+17,052
| +45% | +$1.95M |
2019 Q4
27 quarters
|
|
328
Fidelity MSCI Information Technology Index ETF
FTEC
$19.7B
| $5.07M | 0.07% |
18,173
-682
| -4% | -$193K |
2019 Q1
30 quarters
|
|
329
First Trust Smith Unconstrained Bond ETF
UCON
$3.11B
| $5.07M | 0.07% |
210,690
+162,017
| +333% | +$3.98M |
2020 Q4
23 quarters
|
|
330
Boeing
BA
$137B
| $5.02M | 0.06% |
29,249
-3,261
| -10% | -$699K |
2015 Q3
44 quarters
|
|
331
Artesian Resources
ARTNA
$347M
| $5.01M | 0.06% |
149,246
-7,746
| -5% | -$269K |
2025 Q2
5 quarters
|
|
332
BP
BP
$115B
| $4.96M | 0.06% |
98,446
-2,117
| -2% | -$90.8K |
2014 Q2
49 quarters
|
|
333
Loar Holdings
LOAR
$7.46B
| $4.93M | 0.06% |
79,216
-2,471
| -3% | -$174K |
2026 Q1
2 quarters
|
|
334
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.36B
| $4.91M | 0.06% |
55,474
+21,116
| +61% | +$1.98M |
2023 Q3
12 quarters
|
|
335
Cardinal Health
CAH
$64B
| $4.87M | 0.06% |
19,443
+1,243
| +7% | +$289K |
2024 Q3
8 quarters
|
|
336
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.83B
| $4.86M | 0.06% |
48,539
+33,708
| +227% | +$3.37M |
2025 Q4
3 quarters
|
|
337
Arista Networks
ANET
$234B
| $4.85M | 0.06% |
28,732
+13,162
| +85% | +$2.48M |
2023 Q4
11 quarters
|
|
338
Pfizer
PFE
$167B
| $4.84M | 0.06% |
158,676
+43,575
| +38% | +$1.16M |
2019 Q2
29 quarters
|
|
339
Columbia EM Core ex-China ETF
XCEM
$1.91B
| $4.84M | 0.06% |
104,008
+6,286
| +6% | +$316K |
2024 Q1
10 quarters
|
|
340
Simon Property Group
SPG
$75.6B
| $4.83M | 0.06% |
22,149
+2,612
| +13% | +$569K |
2023 Q4
11 quarters
|
|
341
Seagate
STX
$115B
| $4.81M | 0.06% |
7,462
-14,579
| -66% | -$12.4M |
2025 Q2
5 quarters
|
|
342
H2O America
HTO
$3.4B
| $4.75M | 0.06% |
79,589
-8,274
| -9% | -$521K |
2025 Q3
4 quarters
|
|
343
SAP
SAP
$270B
| $4.74M | 0.06% |
20,148
+8,820
| +78% | +$1.71M |
2018 Q1
34 quarters
|
|
344
Zoetis
ZTS
$33.5B
| $4.64M | 0.06% |
58,258
+38,677
| +198% | +$2.89M |
2019 Q3
28 quarters
|
|
345
DuPont de Nemours
DD
$20.8B
| $4.61M | 0.06% |
32,930
+5,081
| +18% | +$691K |
2019 Q2
29 quarters
|
|
346
Sandisk
SNDK
$122B
| $4.6M | 0.06% |
4,001
+3,280
| +455% | +$5.13M |
2026 Q1
2 quarters
|
|
|
347
Western Digital
WDC
$108B
| $4.6M | 0.06% |
12,557
-47,623
| -79% | -$23.2M |
2025 Q1
6 quarters
|
|
348
Invesco S&P MidCap Momentum ETF
XMMO
$6.47B
| $4.58M | 0.06% |
33,624
+5,141
| +18% | +$802K |
2021 Q1
22 quarters
|
|
349
Celestica
CLS
$28.2B
| $4.57M | 0.06% |
17,194
+16,231
| +1,685% | +$5.37M |
2025 Q2
5 quarters
|
|
350
Microchip Technology
MCHP
$32.8B
| $4.56M | 0.06% |
58,925
+952
| +2% | +$74.2K |
2019 Q2
29 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.