Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$2.76B
| – | – |
0
| – | – |
2026 Q1
2 quarters
|
|
302
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.7B
| $5.59M | 0.07% |
36,913
+18,608
| +102% | +$2.97M |
2023 Q2
13 quarters
|
|
303
Danaher
DHR
$166B
| $5.58M | 0.07% |
24,038
+21,328
| +787% | +$4.38M |
2021 Q1
22 quarters
|
|
304
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$86.9M
| $5.58M | 0.07% |
114,978
+8,202
| +8% | +$413K |
2020 Q4
23 quarters
|
|
305
Veeva Systems
VEEV
$49.5B
| $5.57M | 0.07% |
17,799
+13,057
| +275% | +$3.07M |
2026 Q1
2 quarters
|
|
306
Morgan Stanley
MS
$293B
| $5.54M | 0.07% |
30,069
+11,933
| +66% | +$2.54M |
2021 Q1
22 quarters
|
|
307
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$4B
| – | – |
0
| – | – |
2026 Q1
2 quarters
|
|
308
First Trust Exchange-Traded Fund III First Trust Active Factor International ETF
AFDM
$148M
| $5.52M | 0.07% |
62,386
-67,086
| -52% | -$6.07M |
2020 Q4
23 quarters
|
|
309
Accenture
ACN
$153B
| $5.51M | 0.07% |
21,312
+9,002
| +73% | +$1.52M |
2020 Q4
23 quarters
|
|
310
iShares Short-Term National Muni Bond ETF
SUB
$13.4B
| $5.49M | 0.07% |
51,804
+1,476
| +3% | +$156K |
2023 Q3
12 quarters
|
|
311
State Street SPDR Portfolio Short Term Corporate Bond Index ETF
SPSB
$11B
| $5.49M | 0.07% |
184,561
+11,727
| +7% | +$350K |
2025 Q1
6 quarters
|
|
312
Invesco S&P SmallCap Momentum ETF
XSMO
$2.79B
| $5.48M | 0.07% |
+67,638
| New | +$5.83M |
2026 Q3
0 quarters
|
|
313
VanEck Junior Gold Miners ETF
GDXJ
$7.85B
| $5.39M | 0.07% |
56,705
-5,326
| -9% | -$605K |
2022 Q4
15 quarters
|
|
314
ASML
ASML
$581B
| $5.35M | 0.07% |
3,416
-5,091
| -60% | -$8.83M |
2020 Q3
24 quarters
|
|
315
Stryker
SYK
$123B
| $5.31M | 0.07% |
18,194
-3,505
| -16% | -$1.1M |
2017 Q1
38 quarters
|
|
316
iShares Global 100 ETF
IOO
$8.99B
| $5.31M | 0.07% |
37,718
+1,670
| +5% | +$238K |
2025 Q3
4 quarters
|
|
317
BlackRock ETF Trust II iShares AAA CLO Active ETF
CLOA
$2.81B
| $5.28M | 0.07% |
101,590
+2,493
| +3% | +$129K |
2026 Q2
1 quarter
|
|
|
318
iShares Russell 1000 Value ETF
IWD
$84.7B
| $5.27M | 0.07% |
20,374
-146,057
| -88% | -$36.9M |
2017 Q4
35 quarters
|
|
319
US Bancorp
USB
$94.7B
| $5.18M | 0.07% |
87,171
+15,481
| +22% | +$967K |
2018 Q1
34 quarters
|
|
320
Schwab Fundamental US Large Company Index ETF
FNDX
$28.6B
| $5.18M | 0.07% |
158,404
+12,659
| +9% | +$405K |
2021 Q2
21 quarters
|
|
321
3M
MMM
$97.7B
| $5.17M | 0.07% |
29,669
+3,287
| +12% | +$561K |
2013 Q2
53 quarters
|
|
322
Starbucks
SBUX
$125B
| $5.15M | 0.07% |
49,652
+6,805
| +16% | +$702K |
2020 Q4
23 quarters
|
|
323
ServiceNow
NOW
$103B
| $5.15M | 0.07% |
48,963
+5,801
| +13% | +$713K |
2022 Q1
18 quarters
|
|
324
Qnity Electronics Inc
Q
$25.8B
| $5.14M | 0.07% |
44,016
+949
| +2% | +$124K |
2025 Q4
3 quarters
|
|
325
WEC Energy
WEC
$38.5B
| $5.13M | 0.07% |
44,168
+34,768
| +370% | +$3.79M |
2019 Q2
29 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.