Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
Centene
CNC
$34.9B
| $6.74M | 0.09% |
98,402
-27,773
| -22% | -$1.81M |
2026 Q2
1 quarter
|
|
252
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.13B
| $6.7M | 0.09% |
156,509
-41,575
| -21% | -$1.75M |
2024 Q2
9 quarters
|
|
253
Equinix
EQIX
$106B
| $6.67M | 0.09% |
6,580
+16
| +0.2% | +$16.6K |
2019 Q2
29 quarters
|
|
254
iShares S&P 500 Value ETF
IVE
$51.7B
| $6.66M | 0.09% |
27,811
-3
| -0% | -$701 |
2020 Q3
24 quarters
|
|
255
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.26B
| $6.66M | 0.09% |
169,140
+145,452
| +614% | +$5.68M |
2024 Q4
7 quarters
|
|
256
Southern Company
SO
$109B
| $6.66M | 0.09% |
71,059
-4,138
| -6% | -$377K |
2020 Q4
23 quarters
|
|
257
Kroger
KR
$41B
| $6.66M | 0.09% |
99,756
+43,786
| +78% | +$2.55M |
2019 Q3
28 quarters
|
|
|
258
Intel
INTC
$332B
| $6.64M | 0.09% |
100,904
-164,068
| -62% | -$16.7M |
2019 Q2
29 quarters
|
|
259
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.88B
| $6.61M | 0.09% |
357,913
+1,368
| +0.4% | +$26K |
2020 Q2
25 quarters
|
|
260
Balchem Corp
BCPC
$5.52B
| $6.59M | 0.09% |
38,746
-420
| -1% | -$71.5K |
2025 Q2
5 quarters
|
|
261
Duke Energy
DUK
$100B
| $6.55M | 0.08% |
51,368
-11,660
| -18% | -$1.43M |
2020 Q4
23 quarters
|
|
262
iShares 10-20 Year Treasury Bond ETF
TLH
$12.2B
| $6.52M | 0.08% |
67,823
+4,130
| +6% | +$399K |
2023 Q4
11 quarters
|
|
263
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.26B
| $6.5M | 0.08% |
69,873
+4,189
| +6% | +$399K |
2019 Q1
30 quarters
|
|
264
W.W. Grainger
GWW
$69.6B
| $6.47M | 0.08% |
4,760
+1,354
| +40% | +$1.79M |
2017 Q3
36 quarters
|
|
265
Solstice Advanced Materials
SOLS
$10.6B
| $6.46M | 0.08% |
106,631
+32,252
| +43% | +$1.95M |
2025 Q4
3 quarters
|
|
266
Motley Fool 100 Index ETF
TMFC
$2.04B
| $6.44M | 0.08% |
83,617
+50,855
| +155% | +$4M |
2020 Q4
23 quarters
|
|
267
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.47B
| $6.43M | 0.08% |
61,851
+19,311
| +45% | +$1.94M |
2021 Q1
22 quarters
|
|
268
Everpure Inc
P
$35.5B
| $6.42M | 0.08% |
50,567
+43,980
| +668% | +$4.14M |
2024 Q2
9 quarters
|
|
269
Parker-Hannifin
PH
$123B
| $6.42M | 0.08% |
7,127
+4,602
| +182% | +$4.52M |
2022 Q4
15 quarters
|
|
270
Snap-on
SNA
$19.3B
| $6.41M | 0.08% |
18,010
-248
| -1% | -$97.9K |
2021 Q2
21 quarters
|
|
271
Freeport-McMoran
FCX
$89.1B
| $6.4M | 0.08% |
102,438
+6,913
| +7% | +$471K |
2022 Q4
15 quarters
|
|
272
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.23B
| $6.38M | 0.08% |
209,934
+60,654
| +41% | +$1.83M |
2025 Q2
5 quarters
|
|
273
Capital One
COF
$119B
| $6.33M | 0.08% |
30,893
+5,544
| +22% | +$1.16M |
2021 Q1
22 quarters
|
|
274
Marvell Technology
MRVL
$152B
| $6.32M | 0.08% |
32,173
+4,972
| +18% | +$1.11M |
2023 Q1
14 quarters
|
|
275
First Trust Senior Loan Fund ETF
FTSL
$2.51B
| $6.31M | 0.08% |
141,760
+7,805
| +6% | +$350K |
2019 Q2
29 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.