Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
226
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.64B
| $7.39M | 0.1% |
159,499
+121,838
| +324% | +$5.7M |
2023 Q4
11 quarters
|
|
227
McKesson
MCK
$125B
| $7.36M | 0.1% |
7,400
+924
| +14% | +$795K |
2020 Q1
26 quarters
|
|
228
Berkshire Hathaway Class A
BRK.A
$1.24T
| $7.34M | 0.1% |
9
| – | – |
2022 Q4
15 quarters
|
|
229
Nebius Group N.V.
NBIS
$36.4B
| $7.28M | 0.09% |
47,206
+46,120
| +4,247% | +$9.9M |
2026 Q2
1 quarter
|
|
230
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.2B
| $7.27M | 0.09% |
91,170
+5,739
| +7% | +$464K |
2019 Q3
28 quarters
|
|
231
State Street Energy Select Sector SPDR ETF
XLE
$40.8B
| $7.25M | 0.09% |
103,469
-69,149
| -40% | -$4.19M |
2020 Q2
25 quarters
|
|
232
iShares Core MSCI EAFE ETF
IEFA
$192B
| $7.23M | 0.09% |
75,029
+6,135
| +9% | +$606K |
2020 Q4
23 quarters
|
|
233
Vanguard Mortgage-Backed Securities ETF
VMBS
$16.1B
| $7.21M | 0.09% |
158,129
+3,717
| +2% | +$171K |
2024 Q4
7 quarters
|
|
234
Dell
DELL
$213B
| $7.21M | 0.09% |
16,988
+910
| +6% | +$427K |
2024 Q1
10 quarters
|
|
235
Motorola Solutions
MSI
$87.2B
| $7.2M | 0.09% |
14,640
+13,607
| +1,317% | +$6.13M |
2024 Q4
7 quarters
|
|
236
Verizon
VZ
$192B
| $7.18M | 0.09% |
160,562
+6,723
| +4% | +$316K |
2013 Q2
53 quarters
|
|
237
Dimensional International Value ETF
DFIV
$22.3B
| $7.16M | 0.09% |
127,118
+52,225
| +70% | +$2.98M |
2025 Q1
6 quarters
|
|
238
Wheaton Precious Metals
WPM
$62.1B
| $7.11M | 0.09% |
60,987
+489
| +0.8% | +$64.7K |
2022 Q4
15 quarters
|
|
239
iShares MSCI USA Quality Factor ETF
QUAL
$48.4B
| $7.05M | 0.09% |
126,788
+37,432
| +42% | +$2.07M |
2021 Q1
22 quarters
|
|
240
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.66B
| $7.01M | 0.09% |
178,769
+99,554
| +126% | +$3.92M |
2024 Q4
7 quarters
|
|
241
American Water Works
AWK
$29.9B
| $6.97M | 0.09% |
48,298
+62
| +0.1% | +$8.39K |
2019 Q2
29 quarters
|
|
242
Sherwin-Williams
SHW
$85.8B
| $6.97M | 0.09% |
20,952
-1,955
| -9% | -$661K |
2017 Q4
35 quarters
|
|
243
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $6.86M | 0.09% |
157,864
-1,427
| -0.9% | -$62K |
2021 Q4
19 quarters
|
|
244
iShares Russell 1000 ETF
IWB
$47.6B
| $6.85M | 0.09% |
16,564
+1,161
| +8% | +$483K |
2020 Q2
25 quarters
|
|
245
Altria Group
MO
$127B
| $6.83M | 0.09% |
87,493
+6,332
| +8% | +$440K |
2013 Q2
53 quarters
|
|
246
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.8B
| $6.82M | 0.09% |
150,846
-199,509
| -57% | -$9.18M |
2023 Q4
11 quarters
|
|
247
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.45B
| $6.81M | 0.09% |
177,979
-20,032
| -10% | -$842K |
2025 Q2
5 quarters
|
|
248
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.5B
| $6.79M | 0.09% |
62,881
+55,982
| +811% | +$6.35M |
2024 Q4
7 quarters
|
|
249
iShares MSCI Emerging Markets ETF
EEM
$28.1B
| $6.76M | 0.09% |
110,689
+8,770
| +9% | +$580K |
2017 Q2
37 quarters
|
|
250
United Parcel Service
UPS
$94.6B
| $6.74M | 0.09% |
62,258
+43,727
| +236% | +$4.59M |
2013 Q4
51 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.