Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
351
Moderna
MRNA
$101B
| $4.53M | 0.06% |
20,424
+17,371
| +569% | +$1.87M |
2026 Q1
2 quarters
|
|
352
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12.3B
| $4.53M | 0.06% |
76,538
+2,837
| +4% | +$162K |
2017 Q4
35 quarters
|
|
353
TE Connectivity
TEL
$63.4B
| $4.48M | 0.06% |
21,036
+92
| +0.4% | +$19K |
2021 Q2
21 quarters
|
|
354
iShares Core S&P US Growth ETF
IUSG
$32.6B
| $4.45M | 0.06% |
24,240
+1,492
| +7% | +$283K |
2019 Q2
29 quarters
|
|
355
Paychex
PAYX
$41B
| $4.45M | 0.06% |
39,721
-737
| -2% | -$85.3K |
2019 Q2
29 quarters
|
|
356
Texas Pacific Land
TPL
$19.4B
| $4.44M | 0.06% |
13,370
-425
| -3% | -$160K |
2023 Q4
11 quarters
|
|
357
iShares Silver Trust
SLV
$25.2B
| $4.42M | 0.06% |
99,063
-4,215
| -4% | -$239K |
2018 Q3
32 quarters
|
|
358
Colgate-Palmolive
CL
$77.6B
| $4.39M | 0.06% |
46,054
+30,445
| +195% | +$2.76M |
2017 Q1
38 quarters
|
|
359
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.5B
| $4.36M | 0.06% |
79,620
+3,438
| +5% | +$190K |
2023 Q4
11 quarters
|
|
360
Cummins
CMI
$63.6B
| $4.36M | 0.06% |
8,704
-3,051
| -26% | -$1.84M |
2020 Q2
25 quarters
|
|
361
First Trust Water ETF
FIW
$1.91B
| $4.33M | 0.06% |
38,539
+2,811
| +8% | +$305K |
2022 Q1
18 quarters
|
|
362
Williams-Sonoma
WSM
$31B
| $4.32M | 0.06% |
17,085
+12,242
| +253% | +$2.83M |
2023 Q3
12 quarters
|
|
363
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
| $4.28M | 0.06% |
124,651
+14,362
| +13% | +$503K |
2023 Q3
12 quarters
|
|
364
Tractor Supply
TSCO
$19.1B
| $4.27M | 0.06% |
125,890
+69,441
| +123% | +$2.28M |
2019 Q1
30 quarters
|
|
365
S&P Global
SPGI
$137B
| $4.26M | 0.06% |
9,133
+516
| +6% | +$218K |
2019 Q3
28 quarters
|
|
366
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.55B
| $4.26M | 0.06% |
182,900
+39,701
| +28% | +$947K |
2022 Q4
15 quarters
|
|
367
RGC Resources
RGCO
$234M
| $4.24M | 0.05% |
185,064
-4,787
| -3% | -$107K |
2025 Q2
5 quarters
|
|
368
Avantis Emerging Markets Equity ETF
AVEM
$27.3B
| $4.23M | 0.05% |
49,133
+33,222
| +209% | +$3.09M |
2026 Q2
1 quarter
|
|
369
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.91B
| $4.21M | 0.05% |
15,820
+165
| +1% | +$46.6K |
2013 Q2
53 quarters
|
|
370
Regeneron Pharmaceuticals
REGN
$98.2B
| $4.19M | 0.05% |
4,516
+403
| +10% | +$305K |
2024 Q3
8 quarters
|
|
371
iShares Russell 2000 Growth ETF
IWO
$14.3B
| $4.18M | 0.05% |
11,885
+2,091
| +21% | +$789K |
2020 Q4
23 quarters
|
|
372
Dominion Energy
D
$59.7B
| $4.18M | 0.05% |
62,706
+11,896
| +23% | +$799K |
2013 Q2
53 quarters
|
|
373
First Trust Ultra Short Duration Municipal ETF
FUMB
$304M
| $4.15M | 0.05% |
207,365
+161,458
| +352% | +$3.24M |
2024 Q3
8 quarters
|
|
374
Alpha Architect 1-3 Month Box ETF
BOXX
$14.4B
| $4.15M | 0.05% |
34,931
-232
| -0.7% | -$27.3K |
2024 Q4
7 quarters
|
|
375
Invesco S&P 500 Quality ETF
SPHQ
$19B
| $4.13M | 0.05% |
49,801
+319
| +0.6% | +$27.3K |
2022 Q4
15 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.