Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
576
MongoDB
MDB
$26.4B
| $2.07M | 0.03% |
5,867
+1,692
| +41% | +$639K |
2023 Q2
13 quarters
|
|
577
First Trust Health Care AlphaDEX Fund
FXH
$1.18B
| $2.07M | 0.03% |
15,058
+2,423
| +19% | +$313K |
2013 Q2
53 quarters
|
|
578
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.8B
| $2.07M | 0.03% |
8,480
-2,275
| -21% | -$555K |
2013 Q2
53 quarters
|
|
579
Adobe
ADBE
$92.4B
| $2.07M | 0.03% |
8,264
-3,121
| -27% | -$781K |
2019 Q1
30 quarters
|
|
580
GSK
GSK
$103B
| $2.06M | 0.03% |
41,689
+22,099
| +113% | +$1.13M |
2019 Q2
29 quarters
|
|
581
CoreWeave
CRWV
$27B
| $2.06M | 0.03% |
37,525
+8,998
| +32% | +$768K |
2025 Q2
5 quarters
|
|
582
Lamar Advertising Co
LAMR
$16.1B
| $2.05M | 0.03% |
12,983
+11,188
| +623% | +$1.72M |
2025 Q2
5 quarters
|
|
583
TotalEnergies
TTE
$193B
| $2.03M | 0.03% |
21,311
+1,185
| +6% | +$103K |
2023 Q2
13 quarters
|
|
584
First Trust Technology AlphaDEX Fund
FXL
$2.56B
| $2.03M | 0.03% |
9,491
+3,015
| +47% | +$636K |
2017 Q2
37 quarters
|
|
585
Cheniere Energy
LNG
$58.2B
| $2.02M | 0.03% |
6,110
+2
| +0% | +$538 |
2022 Q1
18 quarters
|
|
586
Elevance Health
ELV
$90.4B
| $2.02M | 0.03% |
4,793
+3,511
| +274% | +$1.4M |
2020 Q3
24 quarters
|
|
587
Axon Enterprise
AXON
$24.6B
| $2.01M | 0.03% |
4,697
+3,475
| +284% | +$1.88M |
2025 Q2
5 quarters
|
|
588
Vanguard Total World Stock ETF
VT
$83.1B
| $2M | 0.03% |
12,905
+5,542
| +75% | +$879K |
2024 Q4
7 quarters
|
|
589
Magna International
MGA
$16.1B
| $2M | 0.03% |
31,321
+22,333
| +248% | +$1.49M |
2026 Q2
1 quarter
|
|
590
Dimensional International Core Equity 2 ETF
DFIC
$15.5B
| $1.99M | 0.03% |
53,057
+9,932
| +23% | +$382K |
2025 Q2
5 quarters
|
|
591
Manhattan Associates
MANH
$14.6B
| $1.98M | 0.03% |
7,980
+4,029
| +102% | +$770K |
2024 Q1
10 quarters
|
|
592
Diamondback Energy
FANG
$49.7B
| $1.98M | 0.03% |
9,330
-48,772
| -84% | -$9.5M |
2022 Q1
18 quarters
|
|
593
PPG Industries
PPG
$27.7B
| $1.97M | 0.03% |
16,461
+10,574
| +180% | +$1.19M |
2019 Q2
29 quarters
|
|
594
Global Payments
GPN
$25.9B
| $1.96M | 0.03% |
20,268
+1,297
| +7% | +$111K |
2024 Q1
10 quarters
|
|
595
State Street SPDR Portfolio High Yield Bond Index ETF
SPHY
$12B
| $1.96M | 0.03% |
+86,520
| New | +$2.01M |
2026 Q3
0 quarters
|
|
596
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.44B
| $1.95M | 0.03% |
97,311
-4,606
| -5% | -$83.6K |
2020 Q3
24 quarters
|
|
597
Unilever
UL
$143B
| $1.95M | 0.03% |
29,813
+23,211
| +352% | +$1.46M |
2020 Q2
25 quarters
|
|
598
Carnival Corporation Ltd
CCL
$41.4B
| $1.91M | 0.02% |
66,315
-3,581
| -5% | -$91.7K |
2024 Q2
9 quarters
|
|
599
Invesco Semiconductors ETF
PSI
$2.15B
| $1.91M | 0.02% |
16,101
-2,304
| -13% | -$331K |
2023 Q2
13 quarters
|
|
600
iShares MSCI United Kingdom ETF
EWU
$3.78B
| $1.9M | 0.02% |
39,676
-9,915
| -20% | -$473K |
2022 Q1
18 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.