Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
826
CBRE Group
CBRE
$40.2B
| $1.01M | 0.01% |
7,816
+366
| +5% | +$52.4K |
2024 Q4
7 quarters
|
|
827
Royce Value Trust
RVT
$2.13B
| $1M | 0.01% |
59,862
-676
| -1% | -$12.3K |
2024 Q2
9 quarters
|
|
828
Liberty All-Star Equity Fund
USA
$1.86B
| $1M | 0.01% |
168,751
+12,648
| +8% | +$74.6K |
2022 Q4
15 quarters
|
|
829
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.4B
| $1M | 0.01% |
10,002
-378
| -4% | -$39K |
2025 Q2
5 quarters
|
|
830
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$6.32B
| $1M | 0.01% |
18,427
+12,412
| +206% | +$705K |
2026 Q1
2 quarters
|
|
831
StoneX
SNEX
$6.82B
| $998K | 0.01% |
+18,887
| New | +$1.34M |
2026 Q3
0 quarters
|
|
832
Unum
UNM
$12.4B
| $997K | 0.01% |
10,922
-133
| -1% | -$12.1K |
2025 Q1
6 quarters
|
|
833
Grayscale Bitcoin Trust
GBTC
$11.2B
| $995K | 0.01% |
16,833
-18
| -0.1% | -$992 |
2024 Q2
9 quarters
|
|
834
US Foods
USFD
$23.5B
| $995K | 0.01% |
9,603
+3,492
| +57% | +$353K |
2023 Q2
13 quarters
|
|
835
Yum! Brands
YUM
$43.4B
| $994K | 0.01% |
6,394
+236
| +4% | +$35.3K |
2022 Q4
15 quarters
|
|
836
ProShares Large Cap Core Plus
CSM
$509M
| $986K | 0.01% |
11,405
+2,068
| +22% | +$181K |
2024 Q4
7 quarters
|
|
837
Invesco Energy Exploration & Production ETF
PXE
$150M
| $983K | 0.01% |
+21,861
| New | +$852K |
2026 Q3
0 quarters
|
|
838
iShares US Financial Services ETF
IYG
$2.29B
| $983K | 0.01% |
10,429
| – | – |
2023 Q1
14 quarters
|
|
839
Global X Uranium ETF
URA
$4.7B
| $981K | 0.01% |
29,081
+1,420
| +5% | +$60.9K |
2024 Q4
7 quarters
|
|
840
Regions Financial
RF
$24.7B
| $980K | 0.01% |
34,296
+1,025
| +3% | +$31K |
2023 Q2
13 quarters
|
|
841
Capital Group Global Equity ETF
CGGE
$3.3B
| $979K | 0.01% |
28,867
+9,019
| +45% | +$316K |
2025 Q3
4 quarters
|
|
842
Fidelity High Dividend ETF
FDVV
$10.5B
| $973K | 0.01% |
15,666
+7,639
| +95% | +$479K |
2026 Q1
2 quarters
|
|
843
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.68B
| $971K | 0.01% |
67,213
+650
| +1% | +$9.8K |
2022 Q4
15 quarters
|
|
844
UGI
UGI
$7.98B
| $970K | 0.01% |
25,064
+6,749
| +37% | +$248K |
2025 Q2
5 quarters
|
|
845
Invesco RAFI Strategic US ETF
IUS
$1.03B
| $969K | 0.01% |
13,781
+5,389
| +64% | +$369K |
2024 Q4
7 quarters
|
|
846
Oneok
OKE
$54.4B
| $968K | 0.01% |
9,963
-13
| -0.1% | -$1.2K |
2020 Q2
25 quarters
|
|
847
Transocean
RIG
$5.85B
| $967K | 0.01% |
139,350
-11,009
| -7% | -$60.2K |
2022 Q4
15 quarters
|
|
848
Ally Financial
ALLY
$11.6B
| $967K | 0.01% |
25,332
-53
| -0.2% | -$2.28K |
2019 Q2
29 quarters
|
|
849
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.41B
| $963K | 0.01% |
20,540
+4,962
| +32% | +$234K |
2026 Q1
2 quarters
|
|
850
Sprott Physical Gold and Silver Trust
CEF
$6.87B
| $960K | 0.01% |
26,070
+1,915
| +8% | +$82.2K |
2022 Q4
15 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.