Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
901
LPL Financial
LPLA
$23.9B
| $837K | 0.01% |
2,951
+12
| +0.4% | +$4.08K |
2026 Q1
2 quarters
|
|
902
FT Vest US Equity Buffer ETF November
FNOV
$1.28B
| $837K | 0.01% |
13,891
-4,505
| -24% | -$268K |
2023 Q4
11 quarters
|
|
903
Wynn Resorts
WYNN
$8.88B
| $834K | 0.01% |
11,172
+1,125
| +11% | +$106K |
2021 Q3
20 quarters
|
|
904
Coinbase
COIN
$36.4B
| $833K | 0.01% |
5,803
-1,423
| -20% | -$242K |
2023 Q1
14 quarters
|
|
905
Invesco Next Gen Connectivity ETF
KNCT
$137M
| $832K | 0.01% |
4,535
+1,375
| +44% | +$271K |
2025 Q4
3 quarters
|
|
906
iShares MSCI USA Value Factor ETF
VLUE
$9.11B
| $832K | 0.01% |
4,277
+280
| +7% | +$55.4K |
2026 Q1
2 quarters
|
|
907
SK Hynix Inc
SKHY
$944B
| $827K | 0.01% |
+5,546
| New | +$917K |
2026 Q3
0 quarters
|
|
908
Dollar General
DG
$29.8B
| $826K | 0.01% |
6,244
+800
| +15% | +$98.6K |
2019 Q2
29 quarters
|
|
909
Ameren
AEE
$31.5B
| $826K | 0.01% |
7,467
-343
| -4% | -$37K |
2025 Q2
5 quarters
|
|
910
Rigetti Computing
RGTI
$4.29B
| $826K | 0.01% |
73,382
+8,584
| +13% | +$138K |
2024 Q4
7 quarters
|
|
911
Invesco PHLX Semiconductor ETF
SOXQ
$2.64B
| $818K | 0.01% |
9,721
-205
| -2% | -$19.4K |
2025 Q2
5 quarters
|
|
912
Lumentum
LITE
$54.4B
| $815K | 0.01% |
969
-463
| -32% | -$391K |
2026 Q1
2 quarters
|
|
913
Cushman & Wakefield Ltd
CWK
$3.36B
| $813K | 0.01% |
61,162
-457
| -0.7% | -$6.13K |
2026 Q1
2 quarters
|
|
914
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.59B
| $813K | 0.01% |
5,899
+445
| +8% | +$61K |
2016 Q1
42 quarters
|
|
915
Targa Resources
TRGP
$58.6B
| $812K | 0.01% |
2,577
-22
| -0.8% | -$6.16K |
2023 Q4
11 quarters
|
|
916
First Trust Energy AlphaDEX Fund
FXN
$364M
| $812K | 0.01% |
32,472
-2,336
| -7% | -$52.4K |
2019 Q2
29 quarters
|
|
917
Invesco Leisure and Entertainment ETF
PEJ
$371M
| $803K | 0.01% |
+12,084
| New | +$793K |
2026 Q3
0 quarters
|
|
918
Old Republic International
ORI
$9.48B
| $802K | 0.01% |
20,831
+14,983
| +256% | +$622K |
2026 Q1
2 quarters
|
|
919
Schwab International Equity ETF
SCHF
$67.6B
| $802K | 0.01% |
29,724
+12,265
| +70% | +$341K |
2024 Q1
10 quarters
|
|
920
Twilio
TWLO
$31.8B
| $802K | 0.01% |
3,912
-173
| -4% | -$39.4K |
2023 Q2
13 quarters
|
|
921
BlackRock Science and Technology Trust
BST
$1.56B
| $802K | 0.01% |
17,216
+437
| +3% | +$21.2K |
2024 Q3
8 quarters
|
|
922
Dollar Tree
DLTR
$25.7B
| $801K | 0.01% |
5,983
+182
| +3% | +$22.6K |
2020 Q3
24 quarters
|
|
923
Fastenal
FAST
$62.6B
| $796K | 0.01% |
15,332
+3,528
| +30% | +$173K |
2023 Q2
13 quarters
|
|
924
ATI
ATI
$25.7B
| $789K | 0.01% |
4,766
+774
| +19% | +$154K |
2026 Q1
2 quarters
|
|
925
Vanguard Short Duration Bond ETF
VSDB
$999M
| $788K | 0.01% |
10,489
-71
| -0.7% | -$5.37K |
2025 Q2
5 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.