Prospera Financial Services’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Prospera Financial Services’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$543K	Buy	+3,762	New	+$500K	0.01%	1007
2022 Q3	–	Sell	-1,255	Closed	-$96K	–	1127
2022 Q2	$96K	Sell	1,255 -1,272	-50%	-$106K	﹤0.01%	904
2022 Q1	$231K	Buy	+2,527	New	+$231K	0.01%	837
2020 Q4	–	Sell	-200	Closed	-$12K	–	1009
2020 Q3	$12K	Buy	+200	New	+$11.5K	﹤0.01%	1057

Other funds holding FYX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

GCA

Genesee Capital Advisors Auburn, New York $317M AUM 35.41% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Prospera Financial Services's FYX Position: Q2 2026 in Review

Prospera Financial Services opened a new position in First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2026: 3,762 shares worth $543K. The stake represents 0.01% of the portfolio and ranks #1007 among its holdings. This is a return to the name: Prospera Financial Services previously reported a position in FYX as recently as Q2 2022.

Prospera Financial Services first reported a position in FYX in Q3 2020 and has held it in 4 quarters since. 204 funds tracked by Wall St. Rank hold FYX as of Q2 2026.

Prospera Financial Services held 3,762 shares of First Trust Small Cap Core AlphaDEX Fund worth $543K as of Q2 2026.
First Trust Small Cap Core AlphaDEX Fund was a new Prospera Financial Services position in Q2 2026.
First Trust Small Cap Core AlphaDEX Fund made up 0.01% of Prospera Financial Services's portfolio in Q2 2026, its #1007 holding.
Prospera Financial Services first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2020 and has held it in 4 quarters since.
204 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2026.

Based on Prospera Financial Services's 13F filing for Q2 2026, filed 15 Jul 2026.