SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

52 hedge funds and large institutions have $163M invested in Swiss Helvetia Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
-4
Holders Change %
-7.14%
% of All Funds
1.51%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
24
Reduced
10
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
Karpus Investment Management
New York
$18.2M
2
Wells Fargo
Wells Fargo
California
$24M
3
GFM
Gramercy Funds Management
Connecticut
$1.09M
4
CA
Cornerstone Advisors
North Carolina
$760K
5
WAM
Wolverine Asset Management
Illinois
$2.98M

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
$0
2
Lazard Asset Management
Lazard Asset Management
New York
$46.8M
3
TC
TFS Capital
Pennsylvania
$0
4
TAM
Tocqueville Asset Management
New York
$0
5
JGUA
John G. Ullman & Associates
New York
$428K
Name Holding Trade Value Shares
Change 		Shares
Change %
BC
51
Bartlett & Co
Ohio
$3K -$130K -10,849 -98%
RCM
52
Rivernorth Capital Management
Florida
– -$2.84M -194,958 Closed
TC
53
TFS Capital
Pennsylvania
– -$471K -32,298 Closed
TAM
54
Tocqueville Asset Management
New York
– -$334K -22,908 Closed
CAN
55
Cetera Advisor Networks
California
– -$171K -11,746 Closed
LCM
56
Landscape Capital Management
New Jersey
– -$152K -10,442 Closed
WTB
57
Washington Trust Bank
Washington
– -$10K -707 Closed
TF
58
Tompkins Financial
New York
– -$4K -300 Closed
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