SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

51 hedge funds and large institutions have $169M invested in Swiss Helvetia Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+3
Holders Change %
+6.25%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
10
Increased
19
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$1.68M
2
RJA
Raymond James & Associates
Florida
$934K
3
DA
Doliver Advisors
Texas
$717K
4
SFS
Shaker Financial Services
Virginia
$713K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.23M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
$59.1M
2
1CP
1607 Capital Partners
Virginia
$47M
3
KIM
Karpus Investment Management
New York
$12.7M
4
Wells Fargo
Wells Fargo
California
$21M
5
DMAM
Del Mar Asset Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TF
51
Tompkins Financial
New York
$4K – – –
DMAM
52
Del Mar Asset Management
New York
– -$2.67M -191,500 Closed
CA
53
Cornerstone Advisors
North Carolina
– -$521K -37,363 Closed
SG Americas Securities
54
SG Americas Securities
New York
– -$417K -29,909 Closed
CAM
55
CMT Asset Management
Illinois
– -$185K -13,228 Closed
Barclays
56
Barclays
United Kingdom
– -$128K -9,860 Closed
DBT
57
Dubuque Bank & Trust
Iowa
– -$17K -1,211 Closed
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