DBT
SWZ

Dubuque Bank & Trust’s Swiss Helvetia Fund SWZ Stock Holding History

Dubuque Bank & Trust’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-1,211
Closed -$17K – 467
2013
Q4 		$17K Hold
1,211
– – ﹤0.01% 305
2013
Q3 		$17K Hold
1,211
– – ﹤0.01% 283
2013
Q2 		$15K Buy
+1,211
New +$15.1K ﹤0.01% 258

Other funds holding SWZ

Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
CCB
Cutter & Co Brokerage Ballwin, Missouri $423M AUM 15.02% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Dubuque Bank & Trust's SWZ Position: Q1 2014 in Review

Dubuque Bank & Trust sold out of Swiss Helvetia Fund (SWZ) in Q1 2014, closing a stake of 1,211 shares — an estimated $17K sold.

Dubuque Bank & Trust first reported a position in SWZ in Q2 2013 and held it in 3 quarters. The position peaked at $17K in Q4 2013. 51 funds tracked by Wall St. Rank hold SWZ as of Q1 2014.

  • Dubuque Bank & Trust reported no remaining Swiss Helvetia Fund position as of Q1 2014 after selling out during the quarter.
  • Dubuque Bank & Trust sold 1,211 Swiss Helvetia Fund shares in Q1 2014, an estimated $17K.
  • Dubuque Bank & Trust first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 3 quarters.
  • Dubuque Bank & Trust's Swiss Helvetia Fund position peaked at $17K in Q4 2013.
  • 51 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q1 2014.

Based on Dubuque Bank & Trust's 13F filing for Q1 2014, filed 7 May 2014.