SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

34 hedge funds and large institutions have $20.7M invested in Swiss Helvetia Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-13
Holders Change %
-27.66%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
15
Reduced
15
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AGM
Alpine Global Management
New York
+$1.74M
2
Geode Capital Management
Geode Capital Management
Massachusetts
+$1.47M
3
WAM
Wolverine Asset Management
Illinois
+$746K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$474K
5
UCI
Uncommon Cents Investing
Wisconsin
+$203K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$34.4M
2
1CP
1607 Capital Partners
Virginia
-$17.1M
3
BI
Bulldog Investors
New Jersey
-$13M
4
Lazard Asset Management
Lazard Asset Management
New York
-$10.9M
5
KIM
Karpus Investment Management
New York
-$5.84M
Name Holding Trade Value Shares
Change 		Shares
Change %
FDCDDQ
26
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.6K +$4.84K +701 +62%
NSIM
27
North Star Investment Management
Illinois
$10K +$3.16K +458 +46%
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$8K +$2.54K +376 +46%
TRCT
29
Tower Research Capital (TRC)
New York
$5K -$4.39K -580 -47%
TF
30
Tompkins Financial
New York
$4K -$308 -50 -7%
US Bancorp
31
US Bancorp
Minnesota
$3K +$947 +136 +46%
BCWM
32
Bartlett & Co Wealth Management
Ohio
$2.12K +$669 +97 +46%
BC
33
Bartlett & Co
Ohio
$2K +$632 +97 +46%
JGUA
34
John G. Ullman & Associates
New York
– -$2.51M -294,636 Closed
RCM
35
Rivernorth Capital Management
Florida
– -$1.16M -136,816 Closed
BFM
36
Boothbay Fund Management
New York
– -$911K -107,093 Closed
PAM
37
Peak Asset Management
Colorado
– -$283K -33,313 Closed
JPMPWA
38
J.P. Morgan Private Wealth Advisors
California
– -$278K -32,680 Closed
BC
39
Brinker Capital
Pennsylvania
– -$238K -27,914 Closed
SFS
40
Shaker Financial Services
Virginia
– -$226K -26,511 Closed
DWM
41
Dakota Wealth Management
Florida
– -$220K -25,825 Closed
GH
42
GAM Holding
Switzerland
– -$213K -24,998 Closed
RVPG
43
Relative Value Partners Group
– -$330K -24,576 Closed
MIC
44
Meridian Investment Counsel
California
– -$197K -23,112 Closed
SSWM
45
Smith Salley Wealth Management
North Carolina
– -$118K -13,875 Closed
AA
46
Ancora Advisors
Ohio
– -$113K -13,312 Closed
RJA
47
Raymond James & Associates
Florida
– -$90K -10,633 Closed
SWP
48
Stratos Wealth Partners
Ohio
– -$43K -5,000 Closed
ST
49
Smithfield Trust
Pennsylvania
– -$24K -2,825 Closed
CFG
50
Citizens Financial Group
Rhode Island
– -$21K -2,516 Closed
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