SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Trends Analyst Outlook Journalist POV

34 hedge funds and large institutions have $20.7M invested in Swiss Helvetia Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

more repeat investments, than reductions

Existing positions increased: | Existing positions reduced:

less funds holding

Funds holding: →

less ownership

Funds ownership: →

less first-time investments, than exits

New positions opened: | Existing positions closed:

84% less capital invested

Capital invested by funds: $128M → $20.7M (-$107M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
34
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
–
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
–
Puts
–
Net Calls
Net Calls Change

Top Buyers

1
+$1.74M
2
+$1.47M
3
+$746K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$474K
5
UCI
Uncommon Cents Investing
Wisconsin
+$203K

Top Sellers

1
-$34.4M
2
-$17.1M
3
-$13M
4
Lazard Asset Management
Lazard Asset Management
New York
-$10.9M
5
KIM
Karpus Investment Management
New York
-$5.84M
Name Holding Trade Value Shares
Change 		Change in
Stake
26
$12.6K
27
$10K
28
$8K
29
$5K
30
$4K
31
$3K
32
$2.12K
33
$2K
34
–
35
–
36
–
37
–
38
–
39
–
40
–
41
–
42
–
43
–
44
–
45
–
46
–
47
–
48
–
49
–
50
–
1
2