SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

47 hedge funds and large institutions have $128M invested in Swiss Helvetia Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
1.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
12
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CL
CSS LLC
Illinois
+$2.56M
2
RCM
Rivernorth Capital Management
Florida
+$978K
3
WAM
Weiss Asset Management
Massachusetts
+$878K
4
1CP
1607 Capital Partners
Virginia
+$628K
5
Geode Capital Management
Geode Capital Management
Massachusetts
+$432K

Top Sellers

1
COLIM
City of London Investment Management
United Kingdom
-$7.01M
2
Wells Fargo
Wells Fargo
California
-$792K
3
Lazard Asset Management
Lazard Asset Management
New York
-$670K
4
BI
Bulldog Investors
New Jersey
-$464K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$213K
Name Holding Trade Value Shares
Change 		Shares
Change %
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$165K +$165K +19,433 New
SSWM
27
Smith Salley Wealth Management
North Carolina
$118K – – –
AA
28
Ancora Advisors
Ohio
$113K -$16.2K -1,907 -13%
UBS Group
29
UBS Group
Switzerland
$111K -$17.2K -2,020 -13%
AP
30
Advisor Partners
California
$103K – – –
RJA
31
Raymond James & Associates
Florida
$90K – – –
WAM
32
Wolverine Asset Management
Illinois
$72K +$72K +8,485 New
Bank of America
33
Bank of America
North Carolina
$64K +$240 +28 +0.4%
SWP
34
Stratos Wealth Partners
Ohio
$43K +$43K +5,000 New
BBHC
35
Brown Brothers Harriman & Co
New York
$38K +$12.1K +1,412 +46%
ST
36
Smithfield Trust
Pennsylvania
$24K +$382 +45 +2%
CFG
37
Citizens Financial Group
Rhode Island
$21K +$21K +2,516 New
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$15K – – –
TRCT
39
Tower Research Capital (TRC)
New York
$11K +$11K +1,240 New
FDCDDQ
40
Federation des caisses Desjardins du Quebec
Quebec, Canada
$9.6K – – –
NSIM
41
North Star Investment Management
Illinois
$8K – – –
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$7K -$213K -24,645 -97%
TF
43
Tompkins Financial
New York
$6K – – –
US Bancorp
44
US Bancorp
Minnesota
$3K – – –
BCWM
45
Bartlett & Co Wealth Management
Ohio
$2.05K – – –
BC
46
Bartlett & Co
Ohio
$2K – – –
COLIM
47
City of London Investment Management
United Kingdom
– -$7.01M -568,281 Closed
FNBT
48
FineMark National Bank & Trust
Florida
– -$124K -10,028 Closed
TJHA
49
Thomas J. Herzfeld Advisors
Florida
– -$24K -1,950 Closed
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