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SWZ

Swiss Helvetia Fund

47 hedge funds and large institutions have $128M invested in Swiss Helvetia Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

12% more funds holding

Funds holding: 4247 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.5% less ownership

Funds ownership: 59.86%59.36% (-0.5%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

32% less capital invested

Capital invested by funds: $187M → $128M (-$59.2M)

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
12
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$165K +$237K +19,433 New
SSWM
27
Smith Salley Wealth Management
North Carolina
$118K
AA
28
Ancora Advisors
Ohio
$113K -$23.2K -1,907 -13%
UBS Group
29
UBS Group
Switzerland
$111K -$24.6K -2,020 -13%
AP
30
Advisor Partners
California
$103K
RJA
31
Raymond James & Associates
Florida
$90K
WAM
32
Wolverine Asset Management
Illinois
$72K +$103K +8,485 New
Bank of America
33
Bank of America
North Carolina
$64K +$341 +28 +0.4%
SWP
34
Stratos Wealth Partners
Ohio
$43K +$60.9K +5,000 New
BBHC
35
Brown Brothers Harriman & Co
New York
$38K +$17.2K +1,412 +46%
ST
36
Smithfield Trust
Pennsylvania
$24K +$548 +45 +2%
CFG
37
Citizens Financial Group
Rhode Island
$21K +$30.7K +2,516 New
JP Morgan Chase
38
JP Morgan Chase
New York
$15K
TRCT
39
Tower Research Capital (TRC)
New York
$11K +$15.1K +1,240 New
FDCDDQ
40
Federation des caisses Desjardins du Quebec
Quebec, Canada
$9.6K
NSIM
41
North Star Investment Management
Illinois
$8K
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$7K -$300K -24,645 -97%
TF
43
Tompkins Financial
New York
$6K
US Bancorp
44
US Bancorp
Minnesota
$3K
BCWM
45
Bartlett & Co Wealth Management
Ohio
$2.05K
BC
46
Bartlett & Co
Ohio
$2K
COLIM
47
City of London Investment Management
United Kingdom
-$7.01M -568,281 Closed
FNBT
48
FineMark National Bank & Trust
Florida
-$124K -10,028 Closed
TJHA
49
Thomas J. Herzfeld Advisors
Florida
-$24K -1,950 Closed

SWZ Hedge Fund Activity: Q3 2018 in Review

47 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2018, worth a combined $128M — down 32% from $187M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SWZ positions and 3 closed out — a net gain of 5 holders — while 12 added to existing stakes and 13 trimmed.

The largest buyer was CSS LLC, adding an estimated $3.67M. The largest seller was City of London Investment Management, exiting entirely with an estimated $7.01M sold.

  • 47 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2018, up from 42 in Q2 2018.
  • Funds reported $128M of Swiss Helvetia Fund stock for Q3 2018, down 32% quarter-over-quarter.
  • 8 funds opened new Swiss Helvetia Fund positions in Q3 2018 and 3 closed out, a net change of +5 holders.
  • The largest Swiss Helvetia Fund buyer in Q3 2018 was CSS LLC, an estimated $3.67M added.
  • The largest Swiss Helvetia Fund seller in Q3 2018 was City of London Investment Management, an estimated $7.01M sold.

Based on aggregated 13F filings for Q3 2018.