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SWZ

Swiss Helvetia Fund
SWZ

50 hedge funds and large institutions have $162M invested in Swiss Helvetia Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

2% more funds holding

Funds holding: 49 → 50 (+1)

5% more capital invested

Capital invested by funds: $155M → $162M (+$7.31M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.56% less ownership

Funds ownership: 50.31% → 49.75% (-0.56%)

Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$2.92M
2
KIM
Karpus Investment Management
New York
+$2.06M
3
GFM
Gramercy Funds Management
Connecticut
+$1.54M
4
Lazard Asset Management
Lazard Asset Management
New York
+$1.18M
5
1CP
1607 Capital Partners
Virginia
+$643K

Top Sellers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
-$2.31M
2
WAM
Weiss Asset Management
Massachusetts
-$1.53M
3
DA
Doliver Advisors
Texas
-$522K
4
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$487K
5
Morgan Stanley
Morgan Stanley
New York
-$356K
Name Holding Trade Value Shares
Change 		Change in
Stake
GC
26
Guggenheim Capital
Illinois
$286K +$3.77K +310 +1%
TAM
27
Tocqueville Asset Management
New York
$257K +$7.78K +639 +3%
DA
28
Doliver Advisors
Texas
$234K -$522K -42,913 -68%
BBHC
29
Brown Brothers Harriman & Co
New York
$233K – – –
AA
30
Ancora Advisors
Ohio
$204K +$212K +17,432 New
SSWM
31
Smith Salley Wealth Management
North Carolina
$171K – – –
UBS Group
32
UBS Group
Switzerland
$159K +$25.2K +2,067 +18%
ALA
33
Atherton Lane Advisers
California
$157K -$19.6K -1,610 -11%
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$147K -$30.4K -2,500 -17%
SCM
35
SOL Capital Management
Maryland
$143K – – –
AP
36
Advisor Partners
California
$139K – – –
WSFS
37
Wilmington Savings Fund Society
Delaware
$138K – – –
Truist Financial
38
Truist Financial
North Carolina
$120K -$10.5K -860 -8%
JMPWA
39
JP Morgan Private Wealth Advisors
California
$117K – – –
BA
40
BlackRock Advisors
Delaware
$59K +$60.9K +5,000 New
Citigroup
41
Citigroup
New York
$49K -$12.2K -998 -19%
WAM
42
Wolverine Asset Management
Illinois
$46K -$2.31M -189,381 -98%
TJHA
43
Thomas J. Herzfeld Advisors
Florida
$26K – – –
CFSG
44
Community Financial Services Group
Vermont
$19K – – –
MA
45
MUFG Americas
New York
$17K – – –
US Bancorp
46
US Bancorp
Minnesota
$11K – – –
NSIM
47
North Star Investment Management
Illinois
$8K – – –
BC
48
Bartlett & Co
Ohio
$3K – – –
CFS
49
Commonwealth Financial Services
West Virginia
$3K – – –
BNP Paribas Financial Markets
50
BNP Paribas Financial Markets
France
– -$487K -42,161 Closed
1
2
3

SWZ Hedge Fund Activity: Q2 2015 in Review

50 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2015, worth a combined $162M — up 4.7% from $155M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SWZ positions and 4 closed out — a net gain of 1 holder — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.92M. The largest seller was Wolverine Asset Management, cutting an estimated $2.31M.

  • 50 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2015, up from 49 in Q1 2015.
  • Funds reported $162M of Swiss Helvetia Fund stock for Q2 2015, up 4.7% quarter-over-quarter.
  • 5 funds opened new Swiss Helvetia Fund positions in Q2 2015 and 4 closed out, a net change of +1 holder.
  • The largest Swiss Helvetia Fund buyer in Q2 2015 was Wells Fargo, an estimated $2.92M added.
  • The largest Swiss Helvetia Fund seller in Q2 2015 was Wolverine Asset Management, an estimated $2.31M sold.

Based on aggregated 13F filings for Q2 2015.