SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

50 hedge funds and large institutions have $162M invested in Swiss Helvetia Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$34.4M
2
KIM
Karpus Investment Management
New York
$20.2M
3
GFM
Gramercy Funds Management
Connecticut
$4.63M
4
Lazard Asset Management
Lazard Asset Management
New York
$41.3M
5
1CP
1607 Capital Partners
Virginia
$42.4M

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
$46K
2
WAM
Weiss Asset Management
Massachusetts
$1.17M
3
DA
Doliver Advisors
Texas
$234K
4
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$0
5
Morgan Stanley
Morgan Stanley
New York
$993K
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
26
Guggenheim Capital
Illinois
$286K +$3.63K +310 +1%
TAM
27
Tocqueville Asset Management
New York
$257K +$7.49K +639 +3%
DA
28
Doliver Advisors
Texas
$234K -$503K -42,913 -68%
BBHC
29
Brown Brothers Harriman & Co
New York
$233K – – –
AA
30
Ancora Advisors
Ohio
$204K +$204K +17,432 New
SSWM
31
Smith Salley Wealth Management
North Carolina
$171K – – –
UBS Group
32
UBS Group
Switzerland
$159K +$24.3K +2,067 +18%
ALA
33
Atherton Lane Advisers
California
$157K -$18.8K -1,610 -11%
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$147K -$29.3K -2,500 -17%
SCM
35
SOL Capital Management
Maryland
$143K – – –
AP
36
Advisor Partners
California
$139K – – –
WSFS
37
Wilmington Savings Fund Society
Delaware
$138K – – –
Truist Financial
38
Truist Financial
North Carolina
$120K -$10.1K -860 -8%
JPMPWA
39
J.P. Morgan Private Wealth Advisors
California
$117K – – –
BA
40
BlackRock Advisors
Delaware
$59K +$59K +5,000 New
Citigroup
41
Citigroup
New York
$49K -$11.6K -998 -19%
WAM
42
Wolverine Asset Management
Illinois
$46K -$2.19M -189,381 -98%
TJHA
43
Thomas J. Herzfeld Advisors
Florida
$26K – – –
CFSG
44
Community Financial Services Group
Vermont
$19K – – –
MA
45
MUFG Americas
New York
$17K – – –
US Bancorp
46
US Bancorp
Minnesota
$11K – – –
NSIM
47
North Star Investment Management
Illinois
$8K – – –
CFS
48
Commonwealth Financial Services
West Virginia
$3K – – –
BC
49
Bartlett & Co
Ohio
$3K – – –
BNP Paribas Financial Markets
50
BNP Paribas Financial Markets
France
– -$487K -42,161 Closed
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2
3