RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

69 hedge funds and large institutions have $66.2M invested in Royce Micro-Cap Trust in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 34 increasing their positions, 14 reducing their positions, and 9 closing their positions.

Holders
69
Holders Change
–
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
34
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GFM
1
Gramercy Funds Management
Connecticut
$5.03M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$1.92M
3
HK
3
Horizon Kinetics
New York
$831K
4
BA
4
Bard Associates
Illinois
$2.07M
5
FIMG
5
Financial & Investment Management Group
Michigan
$5.27M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.77M
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$693
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
Squarepoint
4
Squarepoint
New York
$0
5
NSAM
5
North Star Asset Management
Wisconsin
$1M
Name Holding Trade Value Shares
Change 		Shares
Change %
FAAS
26
First Allied Advisory Services
California
$658K -$11K -1,580 -2%
VFS
27
VSR Financial Services
Kansas
$608K – – –
Bank of America
28
Bank of America
North Carolina
$512K +$5.25K +751 +1%
PVWM
29
Point View Wealth Management
New Jersey
$480K +$78K +11,144 +19%
ICM
30
Ionic Capital Management
New York
$422K -$11.6K -1,648 -3%
LPL Financial
31
LPL Financial
California
$421K -$10K -1,460 -2%
PPA
32
Parametric Portfolio Associates
Washington
$402K +$402K +57,483 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$393K +$31.5K +4,501 +9%
AA
34
AQR Arbitrage
Connecticut
$327K +$21.2K +3,025 +7%
LCS
35
Levin Capital Strategies
New York
$312K -$192K -27,539 -38%
Ameriprise
36
Ameriprise
Minnesota
$307K +$4.01K +573 +1%
GWI
37
Grace & White Inc
New York
$284K – – –
DADC
38
D.A. Davidson & Co
Montana
$266K +$4.4K +628 +2%
CWM
39
Concert Wealth Management
California
$257K +$7.47K +1,067 +3%
CCP
40
Clough Capital Partners
Massachusetts
$242K – – –
TC
41
TFS Capital
Pennsylvania
$218K -$64.3K -9,204 -23%
ST
42
Sentinel Trust
Texas
$215K +$215K +30,700 New
HFS
43
HL Financial Services
Kentucky
$177K – – –
RJFSA
44
Raymond James Financial Services Advisors
Florida
$156K +$156K +22,268 New
GWM
45
Geneos Wealth Management
Colorado
$152K +$152K +21,650 New
PAG
46
Private Advisor Group
New Jersey
$149K +$16K +2,274 +12%
SKK
47
Shepherd Kaplan Krochuk
Massachusetts
$126K – – –
BFM
48
Boothbay Fund Management
New York
$112K -$273K -39,052 -71%
PFS
49
Prospera Financial Services
Texas
$93K – – –
UR
50
USCA RIA
Texas
$91K +$2.18K +310 +2%
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2
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