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RMT

Royce Micro-Cap Trust
RMT

69 hedge funds and large institutions have $66.2M invested in Royce Micro-Cap Trust in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 34 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 14

0.36% more ownership

Funds ownership: 26.76% → 27.12% (+0.36%)

0% more funds holding

Funds holding: 69 → 69 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

4% less capital invested

Capital invested by funds: $69.2M → $66.2M (-$2.99M)

Holders
69
Holders Change
–
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
34
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GFM
Gramercy Funds Management
Connecticut
+$1.4M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$1.04M
3
HK
Horizon Kinetics
New York
+$787K
4
BA
Bard Associates
Illinois
+$695K
5
FIMG
Financial & Investment Management Group
Michigan
+$607K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$3.89M
2
SG Americas Securities
SG Americas Securities
New York
-$598K
3
Squarepoint
Squarepoint
New York
-$562K
4
NSAM
North Star Asset Management
Wisconsin
-$487K
5
RJA
Raymond James & Associates
Florida
-$445K
Name Holding Trade Value Shares
Change 		Change in
Stake
FAAS
26
First Allied Advisory Services
California
$658K -$10.5K -1,580 -2%
VFS
27
VSR Financial Services
Kansas
$608K – – –
Bank of America
28
Bank of America
North Carolina
$512K +$4.98K +751 +1%
PVWM
29
Point View Wealth Management
New Jersey
$480K +$73.9K +11,144 +19%
ICM
30
Ionic Capital Management
New York
$422K -$10.9K -1,648 -3%
LPL Financial
31
LPL Financial
California
$421K -$9.68K -1,460 -2%
PPA
32
Parametric Portfolio Associates
Washington
$402K +$381K +57,483 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$393K +$29.9K +4,501 +9%
AA
34
AQR Arbitrage
Connecticut
$327K +$20.1K +3,025 +7%
LCS
35
Levin Capital Strategies
New York
$312K -$183K -27,539 -38%
Ameriprise
36
Ameriprise
Minnesota
$307K +$3.8K +573 +1%
GWI
37
Grace & White Inc
New York
$284K – – –
DADC
38
D.A. Davidson & Co
Montana
$266K +$4.17K +628 +2%
CWM
39
Concert Wealth Management
California
$257K +$7.08K +1,067 +3%
CCP
40
Clough Capital Partners
Massachusetts
$242K – – –
TC
41
TFS Capital
Pennsylvania
$218K -$61K -9,204 -23%
ST
42
Sentinel Trust
Texas
$215K +$204K +30,700 New
HFS
43
HL Financial Services
Kentucky
$177K – – –
RJFSA
44
Raymond James Financial Services Advisors
Florida
$156K +$148K +22,268 New
GWM
45
Geneos Wealth Management
Colorado
$152K +$144K +21,650 New
PAG
46
Private Advisor Group
New Jersey
$149K +$15.1K +2,274 +12%
SKK
47
Shepherd Kaplan Krochuk
Massachusetts
$126K – – –
BFM
48
Boothbay Fund Management
New York
$112K -$259K -39,052 -71%
PFS
49
Prospera Financial Services
Texas
$93K – – –
UR
50
USCA RIA
Texas
$91K +$2.06K +310 +2%
1
2
3 4

RMT Hedge Fund Activity: Q1 2016 in Review

69 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2016, worth a combined $66.2M — down 4.3% from $69.2M a quarter earlier.

Fund positioning in RMT was balanced in Q1 2016: 9 funds opened new positions, 9 closed out, 34 added to existing stakes and 14 trimmed.

The largest buyer was Gramercy Funds Management, adding an estimated $1.4M. The largest seller was Morgan Stanley, cutting an estimated $3.89M.

  • 69 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2016, unchanged from Q4 2015.
  • Funds reported $66.2M of Royce Micro-Cap Trust stock for Q1 2016, down 4.3% quarter-over-quarter.
  • 9 funds opened new Royce Micro-Cap Trust positions in Q1 2016 and 9 closed out, a net change of 0 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2016 was Gramercy Funds Management, an estimated $1.4M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2016 was Morgan Stanley, an estimated $3.89M sold.

Based on aggregated 13F filings for Q1 2016.