UR
RMT

USCA RIA’s Royce Micro-Cap Trust RMT Stock Holding History

USCA RIA’s Portfolio RMT Stock Details RMT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-12,328
Closed -$90K – 389
2016
Q2 		$90K Sell
12,328
-637
-5% -$4.65K 0.02% 359
2016
Q1 		$91K Buy
12,965
+310
+2% +$2.06K 0.02% 343
2015
Q4 		$92K Sell
12,655
-4,599
-27% -$35.8K 0.02% 356
2015
Q3 		$134K Sell
17,254
-505
-3% -$4.28K 0.03% 342
2015
Q2 		$164K Sell
17,759
-1,097
-6% -$10.6K 0.04% 329
2015
Q1 		$185K Buy
18,856
+1,800
+11% +$17.7K 0.05% 315
2014
Q4 		$172K Hold
17,056
– – 0.05% 311
2014
Q3 		$201K Hold
17,056
– – 0.06% 300
2014
Q2 		$215K Hold
17,056
– – 0.07% 265
2014
Q1 		$209K Buy
17,056
+1,001
+6% +$12.4K 0.08% 252
2013
Q4 		$202K Buy
16,055
+1,167
+8% +$14.3K 0.08% 241
2013
Q3 		$174K Buy
+14,888
New +$170K 0.08% 235

Other funds holding RMT

HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
GFM
Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

USCA RIA's RMT Position: Q3 2016 in Review

USCA RIA sold out of Royce Micro-Cap Trust (RMT) in Q3 2016, closing a stake of 12,328 shares — an estimated $90K sold.

USCA RIA first reported a position in RMT in Q3 2013 and held it in 12 quarters. The position peaked at $215K in Q2 2014. 67 funds tracked by Wall St. Rank hold RMT as of Q3 2016.

  • USCA RIA reported no remaining Royce Micro-Cap Trust position as of Q3 2016 after selling out during the quarter.
  • USCA RIA sold 12,328 Royce Micro-Cap Trust shares in Q3 2016, an estimated $90K.
  • USCA RIA first reported a position in Royce Micro-Cap Trust in Q3 2013 and held it in 12 quarters.
  • USCA RIA's Royce Micro-Cap Trust position peaked at $215K in Q2 2014.
  • 67 funds tracked by Wall St. Rank held Royce Micro-Cap Trust as of Q3 2016.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.