Prospera Financial Services’s Royce Micro-Cap Trust RMT Stock Holding History

Prospera Financial Services’s Portfolio RMT Stock Details RMT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-54,863	Closed	-$435K	–	946
2022 Q3	$435K	Sell	54,863 -1,138	-2%	-$10.1K	0.02%	554
2022 Q2	$468K	Sell	56,001 -8,744	-14%	-$81.7K	0.02%	533
2022 Q1	$681K	Sell	64,745 -775	-1%	-$8.12K	0.03%	510
2021 Q4	$757K	Sell	65,520 -756	-1%	-$8.81K	0.03%	468
2021 Q3	$757K	Buy	66,276 +9,620	+17%	+$114K	0.04%	426
2021 Q2	$702K	Buy	+56,656	New	+$678K	0.04%	444
2016 Q2	–	Sell	-12,804	Closed	-$93K	–	372
2016 Q1	$93K	Hold	12,804	–	–	0.02%	321
2015 Q4	$93K	Buy	+12,804	New	+$99.6K	0.02%	291

Other funds holding RMT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MAA

Mraz Amerine & Associates Modesto, California $697M AUM 19.37% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.27B AUM 18.34% 1-Year Est. Return

Prospera Financial Services's RMT Position: Q4 2022 in Review

Prospera Financial Services sold out of Royce Micro-Cap Trust (RMT) in Q4 2022, closing a stake of 54,863 shares — an estimated $435K sold.

Prospera Financial Services first reported a position in RMT in Q4 2015 and held it in 8 quarters. The position peaked at $757K in Q4 2021. 86 funds tracked by Wall St. Rank hold RMT as of Q4 2022.

Prospera Financial Services reported no remaining Royce Micro-Cap Trust position as of Q4 2022 after selling out during the quarter.
Prospera Financial Services sold 54,863 Royce Micro-Cap Trust shares in Q4 2022, an estimated $435K.
Prospera Financial Services first reported a position in Royce Micro-Cap Trust in Q4 2015 and held it in 8 quarters.
Prospera Financial Services's Royce Micro-Cap Trust position peaked at $757K in Q4 2021.
86 funds tracked by Wall St. Rank held Royce Micro-Cap Trust as of Q4 2022.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.