LTFS
RMT

Ladenburg Thalmann Financial Services’s Royce Micro-Cap Trust RMT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio RMT Stock Details RMT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$369K Sell
43,257
-777
-2% -$6.35K ﹤0.01% 2053
2019
Q3 		$355K Buy
44,034
+2,690
+7% +$21.7K ﹤0.01% 2034
2019
Q2 		$340K Buy
41,344
+19,386
+88% +$160K ﹤0.01% 2042
2019
Q1 		$183K Buy
21,958
+4,534
+26% +$37.8K ﹤0.01% 2455
2018
Q4 		$129K Buy
17,424
+2,681
+18% +$23K ﹤0.01% 2579
2018
Q3 		$150K Sell
14,743
-26,896
-65% -$280K ﹤0.01% 2526
2018
Q2 		$390K Hold
41,639
– – ﹤0.01% 1736
2018
Q1 		$390K Sell
41,639
-12,773
-23% -$121K ﹤0.01% 1736
2017
Q4 		$514K Sell
54,412
-1,424
-3% -$13.3K ﹤0.01% 1530
2017
Q3 		$523K Sell
55,836
-3,045
-5% -$26.4K 0.01% 1435
2017
Q2 		$509K Buy
58,881
+2,740
+5% +$23.5K 0.01% 1380
2017
Q1 		$471K Sell
56,141
-549
-1% -$4.56K 0.01% 1347
2016
Q4 		$462K Buy
56,690
+884
+2% +$6.92K 0.01% 1304
2016
Q3 		$436K Buy
55,806
+3,286
+6% +$25.5K 0.01% 1270
2016
Q2 		$386K Sell
52,520
-3,593
-6% -$26.2K 0.01% 1283
2016
Q1 		$393K Buy
56,113
+4,501
+9% +$29.9K 0.01% 1186
2015
Q4 		$375K Buy
51,612
+5,707
+12% +$44.4K 0.01% 1183
2015
Q3 		$356K Buy
45,905
+18,057
+65% +$153K 0.01% 1147
2015
Q2 		$257K Buy
27,848
+3,910
+16% +$37.6K ﹤0.01% 1426
2015
Q1 		$235K Buy
23,938
+954
+4% +$9.36K ﹤0.01% 1464
2014
Q4 		$232K Sell
22,984
-8,355
-27% -$95.4K 0.01% 1327
2014
Q3 		$369K Sell
31,339
-2,394
-7% -$29.4K 0.01% 927
2014
Q2 		$426K Sell
33,733
-11,027
-25% -$134K 0.01% 837
2014
Q1 		$548K Sell
44,760
-5,054
-10% -$62.5K 0.02% 691
2013
Q4 		$628K Buy
49,814
+1,063
+2% +$13K 0.02% 613
2013
Q3 		$571K Sell
48,751
-2,102
-4% -$24K 0.02% 609
2013
Q2 		$550K Buy
+50,853
New +$543K 0.02% 590

Other funds holding RMT

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's RMT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Royce Micro-Cap Trust (RMT) stake by 1.8% in Q4 2019, selling an estimated $6.35K and leaving 43,257 shares worth $369K. The position accounts for ﹤0.01% of the portfolio, ranked #2053.

Ladenburg Thalmann Financial Services first reported a position in RMT in Q2 2013 and has held it in 27 quarters since. The position peaked at $628K in Q4 2013. 81 funds tracked by Wall St. Rank hold RMT as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 43,257 shares of Royce Micro-Cap Trust worth $369K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 777 Royce Micro-Cap Trust shares in Q4 2019, an estimated $6.35K.
  • Royce Micro-Cap Trust made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2053 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Royce Micro-Cap Trust in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Royce Micro-Cap Trust position peaked at $628K in Q4 2013.
  • 81 funds tracked by Wall St. Rank held Royce Micro-Cap Trust as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.