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Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $319M invested in Hercules Capital in 2015 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 26 closing their positions.

Holders
140
Holders Change
–
Holders Change %
0%
% of All Funds
3.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
52
Reduced
33
Closed
26
Calls
$566K
Puts
$639K
Net Calls
-$73K
Net Calls Change
-$20K

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$10.7M
2
AllianceBernstein
2
AllianceBernstein
Tennessee
$12M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.06M
4
Goldman Sachs
4
Goldman Sachs
New York
$3.93M
5
Invesco
5
Invesco
Georgia
$17.5M

Top Sellers

1
EAM
1
Edge Asset Management
Washington
$19M
2
GIP
2
Granite Investment Partners
California
$0
3
CPIM
3
Columbia Partners Investment Management
Virginia
$0
4
BC
4
Brinker Capital
Pennsylvania
$0
5
Robeco Institutional Asset Management
5
Robeco Institutional Asset Management
Netherlands
$2.09M
Name Market Value Shares Shares
Change 		Shares
Change %
SG Americas Securities
151
SG Americas Securities
New York
– – -27,560 Closed
AG
152
Aperio Group
California
– – -16,108 Closed
AQR Capital Management
153
AQR Capital Management
Connecticut
– – -15,970 Closed
SPC
154
Sigma Planning Corp
Michigan
– – -13,662 Closed
YP
155
Yellowstone Partners
Idaho
– – -11,418 Closed
OC
156
Oppenheimer & Co
New York
– – -10,450 Closed
Creative Planning
157
Creative Planning
Kansas
– – -6,778 Closed
CCA
158
Catalyst Capital Advisors
New York
– – -4,168 Closed
HNB
159
Huntington National Bank
Ohio
– – -2,032 Closed
FMT
160
First Mercantile Trust
Tennessee
– – -1,837 Closed
WA
161
WFG Advisors
Texas
– – -960 Closed
FCCM
162
First City Capital Management
Georgia
– – -400 Closed
EFSCE
163
Enterprise Financial Services Corp (EFSC)
Missouri
– – -281 Closed
IPC
164
Independent Portfolio Consultants
Florida
– – -135 Closed
ST
165
Spot Trading
Illinois
$0 40 – –
CG
166
Colony Group
Massachusetts
$0 10 +10 New
3 4 5 6
7