Colony Group’s Hercules Capital HTGC Stock Holding History

Colony Group’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11	Closed	–	–	416
2015 Q4	$0	Buy	11 +1	+10%	+$11	﹤0.01%	831
2015 Q3	$0	Hold	10	–	–	﹤0.01%	873
2015 Q2	$0	Buy	+10	New	+$130	﹤0.01%	752
2015 Q1	–	Sell	-10	Closed	–	–	754
2014 Q4	$0	Buy	10 +1	+11%	+$15	﹤0.01%	799
2014 Q3	$0	Buy	+9	New	+$142	﹤0.01%	835

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Colony Group's HTGC Position: Q1 2016 in Review

Colony Group sold out of Hercules Capital (HTGC) in Q1 2016, closing a stake of 11 shares.

Colony Group first reported a position in HTGC in Q3 2014 and held it in 5 quarters. The position peaked at $0 in Q4 2015. 143 funds tracked by Wall St. Rank hold HTGC as of Q1 2016.

Colony Group reported no remaining Hercules Capital position as of Q1 2016 after selling out during the quarter.
Colony Group sold 11 Hercules Capital shares in Q1 2016.
Colony Group first reported a position in Hercules Capital in Q3 2014 and held it in 5 quarters.
Colony Group's Hercules Capital position peaked at $0 in Q4 2015.
143 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2016.

Based on Colony Group's 13F filing for Q1 2016, filed 16 May 2016.