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Hercules Capital
HTGC

Overview Fund Activity

186 hedge funds and large institutions have $452M invested in Hercules Capital in 2019 Q2 according to their latest regulatory filings, with 38 funds opening new positions, 59 increasing their positions, 52 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
186
Holders Change
+17
Holders Change %
+10.06%
% of All Funds
4.05%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
38
Increased
59
Reduced
52
Closed
21
Calls
–
Puts
$2.72M
Net Calls
-$2.72M
Net Calls Change
+$468K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$44.9M
2
CF
2
Centaurus Financial
California
$10.7M
3
Millennium Management
3
Millennium Management
New York
$9.53M
4
SIS
4
Sound Income Strategies
Florida
$21.5M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$4.9M

Top Sellers

1
AM
1
Ares Management
California
$0
2
Nomura Holdings
2
Nomura Holdings
Japan
$0
3
Goldman Sachs
3
Goldman Sachs
New York
$3.02M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$30.6M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Comerica Bank
126
Comerica Bank
Texas
$164K -$13K -1,000 -7%
AI
127
Atria Investments
North Carolina
$164K +$2.92K +228 +2%
FAAS
128
First Allied Advisory Services
California
$161K -$23.1K -1,800 -13%
KA
129
Kovack Advisors
Florida
$159K +$30.2K +2,361 +23%
TI
130
Trexquant Investment
Connecticut
$150K +$150K +11,680 New
CFGS
131
Concourse Financial Group Securities
Alabama
$146K +$2.88K +225 +2%
MFG
132
Magnus Financial Group
New York
$141K – – –
Wolverine Trading
133
Wolverine Trading
Illinois
$139K -$210K -16,458 -60%
SAS
134
Stelac Advisory Services
New York
$134K +$134K +10,436 New
AAS
135
Avantax Advisory Services
Texas
$134K +$134K +10,474 New
FNBOMD
136
First National Bank of Mount Dora
Florida
$129K – – –
QT
137
Quantamental Technologies
New York
$127K +$127K +9,889 New
PCM
138
Prelude Capital Management
New York
$99K -$29.6K -2,300 -23%
ASN
139
Advisory Services Network
Georgia
$98K +$3.67K +285 +4%
RE
140
RBC Europe
United Kingdom
$89.7K – – –
Lazard Asset Management
141
Lazard Asset Management
New York
$89K – – –
CAGAS
142
Capital Advisory Group Advisory Services
Minnesota
$85K +$12.4K +968 +17%
OIA
143
Optimum Investment Advisors
Illinois
$83K – – –
APA
144
American Portfolios Advisors
New York
$71.5K +$3.49K +272 +5%
ST
145
Smithfield Trust
Pennsylvania
$63K -$26.2K -2,039 -29%
PO
146
Private Ocean
California
$59K – – –
PCG
147
Private Capital Group
Connecticut
$56K – – –
PA
148
Parallel Advisors
California
$51K +$44.6K +3,483 +697%
CG
149
Cutler Group
California
$49K +$49K +3,900 New
HCM
150
Highlander Capital Management
New Jersey
$45K – – –
4 5
6
7 8