Atria Investments’s Hercules Capital HTGC Stock Holding History

Atria Investments’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-12,806	Closed	-$164K	–	917
2019 Q2	$164K	Buy	12,806 +228	+2%	+$2.96K	0.01%	926
2019 Q1	$159K	Buy	12,578 +2,076	+20%	+$26.4K	0.01%	890
2018 Q4	$116K	Buy	10,502 +213	+2%	+$2.6K	0.01%	853
2018 Q3	$135K	Sell	10,289 -10,422	-50%	-$139K	0.01%	956
2018 Q2	$262K	Buy	20,711 +960	+5%	+$11.9K	0.01%	778
2018 Q1	$239K	Buy	19,751 +3,253	+20%	+$40.8K	0.01%	753
2017 Q4	$216K	Buy	16,498 +2,672	+19%	+$34.9K	0.01%	756
2017 Q3	$178K	Buy	+13,826	New	+$177K	0.01%	756

Other funds holding HTGC

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Atria Investments's HTGC Position: Q3 2019 in Review

Atria Investments sold out of Hercules Capital (HTGC) in Q3 2019, closing a stake of 12,806 shares — an estimated $164K sold.

Atria Investments first reported a position in HTGC in Q3 2017 and held it in 8 quarters. The position peaked at $262K in Q2 2018. 177 funds tracked by Wall St. Rank hold HTGC as of Q3 2019.

Atria Investments reported no remaining Hercules Capital position as of Q3 2019 after selling out during the quarter.
Atria Investments sold 12,806 Hercules Capital shares in Q3 2019, an estimated $164K.
Atria Investments first reported a position in Hercules Capital in Q3 2017 and held it in 8 quarters.
Atria Investments's Hercules Capital position peaked at $262K in Q2 2018.
177 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2019.

Based on Atria Investments's 13F filing for Q3 2019, filed 14 Nov 2019.