RBC Europe’s Hercules Capital HTGC Stock Holding History

RBC Europe’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-7,000	Closed	-$116K	–	853
2021 Q3	$116K	Hold	7,000	–	–	﹤0.01%	386
2021 Q2	$119K	Hold	7,000	–	–	0.01%	400
2021 Q1	$112K	Hold	7,000	–	–	0.01%	385
2020 Q4	$101K	Hold	7,000	–	–	0.01%	386
2020 Q3	$81K	Hold	7,000	–	–	0.01%	381
2020 Q2	$73.3K	Hold	7,000	–	–	0.01%	371
2020 Q1	$53.5K	Hold	7,000	–	–	0.01%	376
2019 Q4	$98.1K	Hold	7,000	–	–	0.01%	345
2019 Q3	$93.6K	Hold	7,000	–	–	0.01%	346
2019 Q2	$89.7K	Hold	7,000	–	–	0.01%	357
2019 Q1	$88.6K	Hold	7,000	–	–	0.01%	351
2018 Q4	$77.3K	Hold	7,000	–	–	0.01%	354
2018 Q3	$92.1K	Hold	7,000	–	–	0.01%	361
2018 Q2	$88.5K	Hold	7,000	–	–	0.01%	366
2018 Q1	$84.7K	Buy	+7,000	New	+$87.8K	0.01%	373

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return

RBC Europe's HTGC Position: Q4 2021 in Review

RBC Europe sold out of Hercules Capital (HTGC) in Q4 2021, closing a stake of 7,000 shares — an estimated $116K sold.

RBC Europe first reported a position in HTGC in Q1 2018 and held it in 15 quarters. The position peaked at $119K in Q2 2021. 246 funds tracked by Wall St. Rank hold HTGC as of Q4 2021.

RBC Europe reported no remaining Hercules Capital position as of Q4 2021 after selling out during the quarter.
RBC Europe sold 7,000 Hercules Capital shares in Q4 2021, an estimated $116K.
RBC Europe first reported a position in Hercules Capital in Q1 2018 and held it in 15 quarters.
RBC Europe's Hercules Capital position peaked at $119K in Q2 2021.
246 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2021.

Based on RBC Europe's 13F filing for Q4 2021, filed 14 Nov 2022.