RBC Europe’s Hercules Capital HTGC Stock Holding History

RBC Europe’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-7,000	Closed	-$116K	–	853
2021 Q3	$116K	Hold	7,000	–	–	﹤0.01%	386
2021 Q2	$119K	Hold	7,000	–	–	0.01%	400
2021 Q1	$112K	Hold	7,000	–	–	0.01%	385
2020 Q4	$101K	Hold	7,000	–	–	0.01%	386
2020 Q3	$81K	Hold	7,000	–	–	0.01%	381
2020 Q2	$73.3K	Hold	7,000	–	–	0.01%	371
2020 Q1	$53.5K	Hold	7,000	–	–	0.01%	376
2019 Q4	$98.1K	Hold	7,000	–	–	0.01%	345
2019 Q3	$93.6K	Hold	7,000	–	–	0.01%	346
2019 Q2	$89.7K	Hold	7,000	–	–	0.01%	357
2019 Q1	$88.6K	Hold	7,000	–	–	0.01%	351
2018 Q4	$77.3K	Hold	7,000	–	–	0.01%	354
2018 Q3	$92.1K	Hold	7,000	–	–	0.01%	361
2018 Q2	$88.5K	Hold	7,000	–	–	0.01%	366
2018 Q1	$84.7K	Buy	+7,000	New	+$87.8K	0.01%	373

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Two Sigma Advisers

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

1832 Asset Management

1832 Asset Management Toronto, Ontario, Canada $75.5B AUM 35.56% 1-Year Est. Return