Prelude Capital Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-15,599	Closed	-$260K	–	1421
2023 Q4	$260K	Buy	15,599 +534	+4%	+$8.45K	0.02%	807
2023 Q3	$247K	Buy	+15,065	New	+$247K	0.02%	779
2022 Q3	–	Sell	-27,084	Closed	-$365K	–	1747
2022 Q2	$365K	Buy	27,084 +2,451	+10%	+$38.3K	0.02%	971
2022 Q1	$445K	Sell	24,633 -4,942	-17%	-$86.8K	0.02%	911
2021 Q4	$491K	Hold	29,575	–	–	0.02%	1027
2021 Q3	$491K	Hold	29,575	–	–	0.03%	907
2021 Q2	$505K	Sell	29,575 -2,925	-9%	-$50K	0.03%	936
2021 Q1	$521K	Buy	+32,500	New	+$504K	0.04%	874
2020 Q1	–	Sell	-9,200	Closed	-$129K	–	1781
2019 Q4	$129K	Hold	9,200	–	–	0.02%	1003
2019 Q3	$123K	Buy	9,200 +1,500	+19%	+$19.6K	0.01%	887
2019 Q2	$99K	Sell	7,700 -2,300	-23%	-$29.8K	0.01%	954
2019 Q1	$127K	Buy	+10,000	New	+$127K	0.01%	849
2014 Q3	–	Sell	-8,900	Closed	-$144K	–	1986
2014 Q2	$144K	Hold	8,900	–	–	0.02%	882
2014 Q1	$125K	Buy	+8,900	New	+$139K	0.02%	932