Prelude Capital Management’s Hercules Capital HTGC Stock Holding History

Prelude Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-15,599	Closed	-$260K	–	1405
2023 Q4	$260K	Buy	15,599 +534	+4%	+$8.45K	0.02%	807
2023 Q3	$247K	Buy	+15,065	New	+$247K	0.02%	779
2022 Q3	–	Sell	-27,084	Closed	-$365K	–	1725
2022 Q2	$365K	Buy	27,084 +2,451	+10%	+$38.3K	0.01%	971
2022 Q1	$445K	Sell	24,633 -4,942	-17%	-$86.8K	0.01%	911
2021 Q4	$491K	Hold	29,575	–	–	0.01%	1027
2021 Q3	$491K	Hold	29,575	–	–	0.01%	907
2021 Q2	$505K	Sell	29,575 -2,925	-9%	-$50K	0.02%	936
2021 Q1	$521K	Buy	+32,500	New	+$504K	0.01%	874
2020 Q1	–	Sell	-9,200	Closed	-$129K	–	1686
2019 Q4	$129K	Hold	9,200	–	–	﹤0.01%	1003
2019 Q3	$123K	Buy	9,200 +1,500	+19%	+$19.6K	0.01%	887
2019 Q2	$99K	Sell	7,700 -2,300	-23%	-$29.8K	﹤0.01%	954
2019 Q1	$127K	Buy	+10,000	New	+$127K	0.01%	849
2014 Q3	–	Sell	-8,900	Closed	-$144K	–	1967
2014 Q2	$144K	Hold	8,900	–	–	0.02%	882
2014 Q1	$125K	Buy	+8,900	New	+$139K	0.02%	932

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $36.8B AUM 42.13% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Prelude Capital Management's HTGC Position: Q1 2024 in Review

Prelude Capital Management sold out of Hercules Capital (HTGC) in Q1 2024, closing a stake of 15,599 shares — an estimated $260K sold.

Prelude Capital Management first reported a position in HTGC in Q1 2014 and held it in 14 quarters. The position peaked at $521K in Q1 2021. 296 funds tracked by Wall St. Rank hold HTGC as of Q1 2024.

Prelude Capital Management reported no remaining Hercules Capital position as of Q1 2024 after selling out during the quarter.
Prelude Capital Management sold 15,599 Hercules Capital shares in Q1 2024, an estimated $260K.
Prelude Capital Management first reported a position in Hercules Capital in Q1 2014 and held it in 14 quarters.
Prelude Capital Management's Hercules Capital position peaked at $521K in Q1 2021.
296 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2024.

Based on Prelude Capital Management's 13F filing for Q1 2024, filed 15 May 2024.