Avantax Advisory Services’s Hercules Capital HTGC Stock Holding History

Avantax Advisory Services’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	$246K	Buy	13,484 +354	+3%	+$6.27K	﹤0.01%	2062
2025 Q1	$252K	Buy	13,130 +935	+8%	+$18.9K	﹤0.01%	1948
2024 Q4	$245K	Sell	12,195 -42	-0.3%	-$820	﹤0.01%	1925
2024 Q3	$240K	Buy	+12,237	New	+$241K	﹤0.01%	1906
2022 Q1	–	Sell	-16,533	Closed	-$274K	–	1324
2021 Q4	$274K	Sell	16,533 -18,600	-53%	-$315K	﹤0.01%	1018
2021 Q3	$589K	Sell	35,133 -19,421	-36%	-$330K	0.01%	659
2021 Q2	$935K	Sell	54,554 -8,103	-13%	-$139K	0.02%	491
2021 Q1	$1.01M	Buy	62,657 +770	+1%	+$11.9K	0.02%	428
2020 Q4	$890K	Sell	61,887 -8,140	-12%	-$104K	0.02%	403
2020 Q3	$810K	Buy	70,027 +19,805	+39%	+$220K	0.01%	606
2020 Q2	$528K	Buy	50,222 +244	+0.5%	+$2.48K	0.02%	470
2020 Q1	$383K	Buy	49,978 +721	+1%	+$9.41K	0.01%	505
2019 Q4	$690K	Buy	49,257 +21,362	+77%	+$297K	0.02%	405
2019 Q3	$373K	Buy	27,895 +17,421	+166%	+$227K	0.02%	377
2019 Q2	$134K	Buy	+10,474	New	+$136K	0.01%	498
2019 Q1	–	Sell	-10,125	Closed	-$112K	–	490
2018 Q4	$112K	Buy	+10,125	New	+$123K	0.02%	396

Other funds holding HTGC

UBP

Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Avantax Advisory Services's HTGC Position: Q2 2025 in Review

Avantax Advisory Services increased its Hercules Capital (HTGC) stake by 2.7% in Q2 2025, buying an estimated $6.27K and bringing the position to 13,484 shares worth $246K. The position accounts for ﹤0.01% of the portfolio, ranked #2062.

Avantax Advisory Services first reported a position in HTGC in Q4 2018 and has held it in 16 quarters since. The position peaked at $1.01M in Q1 2021. 327 funds tracked by Wall St. Rank hold HTGC as of Q2 2025.

Avantax Advisory Services held 13,484 shares of Hercules Capital worth $246K as of Q2 2025.
Avantax Advisory Services bought 354 Hercules Capital shares in Q2 2025, an estimated $6.27K.
Hercules Capital made up ﹤0.01% of Avantax Advisory Services's portfolio in Q2 2025, its #2062 holding.
Avantax Advisory Services first reported a position in Hercules Capital in Q4 2018 and has held it in 16 quarters since.
Avantax Advisory Services's Hercules Capital position peaked at $1.01M in Q1 2021.
327 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2025.

Based on Avantax Advisory Services's 13F filing for Q2 2025, filed 8 Aug 2025.