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Hercules Capital

148 hedge funds and large institutions have $430M invested in Hercules Capital in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 67 increasing their positions, 39 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 39

66% more call options, than puts

Call options by funds: $509K | Put options by funds: $307K

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

14% more capital invested

Capital invested by funds: $377M → $430M (+$53.8M)

1.25% more ownership

Funds ownership: 41.16%42.41% (+1.3%)

1% more funds holding

Funds holding: 147148 (+1)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
148
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
3.95%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
19
Increased
67
Reduced
39
Closed
13
Calls
$509K
Puts
$307K
Net Calls
+$202K
Net Calls Change
-$1.05M
Name Holding Trade Value Shares
Change
Change in
Stake
HCM
126
Highlander Capital Management
New Jersey
$61K
Envestnet Asset Management
127
Envestnet Asset Management
Illinois
$61K +$253 +19 +0.4%
CPIG
128
Chicago Partners Investment Group
Illinois
$59K +$733 +55 +1%
GXMC
129
Global X Management Company
New York
$55K +$19K +1,422 +53%
First Manhattan
130
First Manhattan
New York
$54K -$17.3K -1,300 -25%
AIM
131
Advantage Investment Management
Iowa
$44K -$37.3K -2,800 -46%
WT
132
Whittier Trust
California
$33K +$707 +53 +2%
Barclays
133
Barclays
United Kingdom
$31K +$30.8K +2,311 New
IA
134
IFP Advisors
Florida
$22K
PCP
135
Proficio Capital Partners
Massachusetts
$18K -$1.31K -98 -7%
TDC
136
Thompson Davis & Co
Virginia
$18K +$17.3K +1,300 New
NFG
137
Next Financial Group
Texas
$14K +$3.33K +250 +33%
PCM
138
Penserra Capital Management
California
$14K +$4.13K +310 +41%
WRM
139
Westport Resources Management
Connecticut
$13K -$196K -14,689 -94%
AIM
140
Acrospire Investment Management
Illinois
$11K +$10.6K +795 New
Simplex Trading
141
Simplex Trading
Illinois
$11K +$11.3K +847 New
FMP
142
Financial Management Professionals
Texas
$10K
FHA
143
First Horizon Advisors
Tennessee
$10K
BNP Paribas Financial Markets
144
BNP Paribas Financial Markets
France
$7.57K
DOA
145
D'Orazio & Associates
Virginia
$4K
WAM
146
Wealthspire Advisors (Maryland)
Maryland
$4K +$240 +18 +7%
EWM
147
Endurance Wealth Management
Rhode Island
$3K
CHP
148
Cable Hill Partners
Oregon
$1K
NIMC
149
NWQ Investment Management Company
California
-$3.94M -317,572 Closed
ACM
150
Ashford Capital Management
Delaware
-$1.37M -110,000 Closed