Financial Management Professionals’s Hercules Capital HTGC Stock Holding History

Financial Management Professionals’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-784	Closed	-$10K	–	239
2017 Q3	$10K	Hold	784	–	–	﹤0.01%	136
2017 Q2	$10K	Hold	784	–	–	﹤0.01%	155
2017 Q1	$11K	Hold	784	–	–	0.01%	162
2016 Q4	$11K	Hold	784	–	–	0.01%	152
2016 Q3	$10K	Hold	784	–	–	0.01%	178
2016 Q2	$9K	Hold	784	–	–	﹤0.01%	218
2016 Q1	$9K	Sell	784 -89	-10%	-$989	﹤0.01%	150
2015 Q4	$10K	Hold	873	–	–	0.01%	148
2015 Q3	$9K	Buy	873 +89	+11%	+$1.01K	0.01%	165
2015 Q2	$9K	Hold	784	–	–	﹤0.01%	175
2015 Q1	$11K	Hold	784	–	–	0.01%	172
2014 Q4	$12K	Buy	+784	New	+$11.8K	0.01%	173

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Millennium Management

Millennium Management New York $134B AUM 35.51% 1-Year Est. Return