Financial Management Professionals’s Hercules Capital HTGC Stock Holding History

Financial Management Professionals’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-784	Closed	-$10K	–	239
2017 Q3	$10K	Hold	784	–	–	﹤0.01%	136
2017 Q2	$10K	Hold	784	–	–	﹤0.01%	155
2017 Q1	$11K	Hold	784	–	–	0.01%	162
2016 Q4	$11K	Hold	784	–	–	0.01%	152
2016 Q3	$10K	Hold	784	–	–	0.01%	178
2016 Q2	$9K	Hold	784	–	–	﹤0.01%	218
2016 Q1	$9K	Sell	784 -89	-10%	-$989	﹤0.01%	150
2015 Q4	$10K	Hold	873	–	–	0.01%	148
2015 Q3	$9K	Buy	873 +89	+11%	+$1.01K	0.01%	165
2015 Q2	$9K	Hold	784	–	–	﹤0.01%	175
2015 Q1	$11K	Hold	784	–	–	0.01%	172
2014 Q4	$12K	Buy	+784	New	+$11.8K	0.01%	173

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Financial Management Professionals's HTGC Position: Q4 2017 in Review

Financial Management Professionals sold out of Hercules Capital (HTGC) in Q4 2017, closing a stake of 784 shares — an estimated $10K sold.

Financial Management Professionals first reported a position in HTGC in Q4 2014 and held it in 12 quarters. The position peaked at $12K in Q4 2014. 163 funds tracked by Wall St. Rank hold HTGC as of Q4 2017.

Financial Management Professionals reported no remaining Hercules Capital position as of Q4 2017 after selling out during the quarter.
Financial Management Professionals sold 784 Hercules Capital shares in Q4 2017, an estimated $10K.
Financial Management Professionals first reported a position in Hercules Capital in Q4 2014 and held it in 12 quarters.
Financial Management Professionals's Hercules Capital position peaked at $12K in Q4 2014.
163 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2017.

Based on Financial Management Professionals's 13F filing for Q4 2017, filed 19 Jan 2018.