D'Orazio & Associates’s Hercules Capital HTGC Stock Holding History

D'Orazio & Associates’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-500	Closed	-$7K	–	310
2017 Q4	$7K	Hold	500	–	–	﹤0.01%	245
2017 Q3	$6K	Buy	500 +350	+233%	+$4.49K	﹤0.01%	223
2017 Q2	$2K	Sell	150 -150	-50%	-$2.08K	﹤0.01%	300
2017 Q1	$5K	Hold	300	–	–	﹤0.01%	249
2016 Q4	$4K	Hold	300	–	–	﹤0.01%	239
2016 Q3	$4K	Hold	300	–	–	﹤0.01%	238
2016 Q2	$4K	Hold	300	–	–	﹤0.01%	251
2016 Q1	$3K	Hold	300	–	–	﹤0.01%	264
2015 Q4	$4K	Hold	300	–	–	﹤0.01%	222
2015 Q3	$3K	Hold	300	–	–	﹤0.01%	262
2015 Q2	$4K	Buy	+300	New	+$3.9K	﹤0.01%	214

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

D'Orazio & Associates's HTGC Position: Q1 2018 in Review

D'Orazio & Associates sold out of Hercules Capital (HTGC) in Q1 2018, closing a stake of 500 shares — an estimated $7K sold.

D'Orazio & Associates first reported a position in HTGC in Q2 2015 and held it in 11 quarters. The position peaked at $7K in Q4 2017. 161 funds tracked by Wall St. Rank hold HTGC as of Q1 2018.

D'Orazio & Associates reported no remaining Hercules Capital position as of Q1 2018 after selling out during the quarter.
D'Orazio & Associates sold 500 Hercules Capital shares in Q1 2018, an estimated $7K.
D'Orazio & Associates first reported a position in Hercules Capital in Q2 2015 and held it in 11 quarters.
D'Orazio & Associates's Hercules Capital position peaked at $7K in Q4 2017.
161 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2018.

Based on D'Orazio & Associates's 13F filing for Q1 2018, filed 4 May 2018.