Next Financial Group’s Hercules Capital HTGC Stock Holding History

Next Financial Group’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$24K	Sell	1,418 -250	-15%	-$4.24K	﹤0.01%	1809
2021 Q3	$28K	Buy	1,668 +1,050	+170%	+$17.9K	﹤0.01%	1666
2021 Q2	$11K	Buy	+618	New	+$10.6K	﹤0.01%	1954
2017 Q4	–	Sell	-750	Closed	-$10K	–	751
2017 Q3	$10K	Sell	750 -825	-52%	-$10.6K	﹤0.01%	1210
2017 Q2	$21K	Buy	1,575 +825	+110%	+$11.5K	0.01%	1055
2017 Q1	$12K	Hold	750	–	–	﹤0.01%	1210
2016 Q4	$11K	Sell	750 -250	-25%	-$3.4K	﹤0.01%	1600
2016 Q3	$14K	Buy	1,000 +250	+33%	+$3.33K	﹤0.01%	1513
2016 Q2	$9K	Buy	+750	New	+$9.11K	﹤0.01%	1219
2014 Q4	–	Sell	-7,600	Closed	-$110K	–	2097
2014 Q3	$110K	Hold	7,600	–	–	0.02%	636
2014 Q2	$122K	Buy	+7,600	New	+$111K	0.06%	211

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Next Financial Group's HTGC Position: Q4 2021 in Review

Next Financial Group reduced its Hercules Capital (HTGC) stake by 15% in Q4 2021, selling an estimated $4.24K and leaving 1,418 shares worth $24K. The position accounts for ﹤0.01% of the portfolio, ranked #1809.

Next Financial Group first reported a position in HTGC in Q2 2014 and has held it in 11 quarters since. The position peaked at $122K in Q2 2014. 246 funds tracked by Wall St. Rank hold HTGC as of Q4 2021.

Next Financial Group held 1,418 shares of Hercules Capital worth $24K as of Q4 2021.
Next Financial Group sold 250 Hercules Capital shares in Q4 2021, an estimated $4.24K.
Hercules Capital made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #1809 holding.
Next Financial Group first reported a position in Hercules Capital in Q2 2014 and has held it in 11 quarters since.
Next Financial Group's Hercules Capital position peaked at $122K in Q2 2014.
246 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.