Wealthspire Advisors (Maryland)’s Hercules Capital HTGC Stock Holding History

Wealthspire Advisors (Maryland)’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-168	Closed	-$2K	–	2525
2018 Q4	$2K	Hold	168	–	–	﹤0.01%	2086
2018 Q3	$2K	Hold	168	–	–	﹤0.01%	2157
2018 Q2	$2K	Hold	168	–	–	﹤0.01%	2159
2018 Q1	$2K	Hold	168	–	–	﹤0.01%	2174
2017 Q4	$2K	Hold	168	–	–	﹤0.01%	2128
2017 Q3	$2K	Hold	168	–	–	﹤0.01%	1987
2017 Q2	$2K	Sell	168 -100	-37%	-$1.39K	﹤0.01%	1988
2017 Q1	$4K	Hold	268	–	–	﹤0.01%	1561
2016 Q4	$4K	Hold	268	–	–	﹤0.01%	1420
2016 Q3	$4K	Buy	268 +18	+7%	+$240	﹤0.01%	1430
2016 Q2	$3K	Hold	250	–	–	﹤0.01%	1432
2016 Q1	$3K	Hold	250	–	–	﹤0.01%	1451
2015 Q4	$3K	Buy	+250	New	+$2.81K	﹤0.01%	1461

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Wealthspire Advisors (Maryland)'s HTGC Position: Q1 2019 in Review

Wealthspire Advisors (Maryland) sold out of Hercules Capital (HTGC) in Q1 2019, closing a stake of 168 shares — an estimated $2K sold.

Wealthspire Advisors (Maryland) first reported a position in HTGC in Q4 2015 and held it in 13 quarters. The position peaked at $4K in Q1 2017. 169 funds tracked by Wall St. Rank hold HTGC as of Q1 2019.

Wealthspire Advisors (Maryland) reported no remaining Hercules Capital position as of Q1 2019 after selling out during the quarter.
Wealthspire Advisors (Maryland) sold 168 Hercules Capital shares in Q1 2019, an estimated $2K.
Wealthspire Advisors (Maryland) first reported a position in Hercules Capital in Q4 2015 and held it in 13 quarters.
Wealthspire Advisors (Maryland)'s Hercules Capital position peaked at $4K in Q1 2017.
169 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2019.

Based on Wealthspire Advisors (Maryland)'s 13F filing for Q1 2019, filed 13 May 2019.