HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $358M invested in Hercules Capital in 2015 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 54 increasing their positions, 47 reducing their positions, and 19 closing their positions.

Holders
140
Holders Change
-4
Holders Change %
-2.78%
% of All Funds
3.73%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
54
Reduced
47
Closed
19
Calls
$707K
Puts
$760K
Net Calls
-$53K
Net Calls Change
+$859K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$33.3M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$7.08M
3
BC
3
Brinker Capital
Pennsylvania
$3.89M
4
UBS Group
4
UBS Group
Switzerland
$23M
5
GIP
5
Granite Investment Partners
California
$4.85M

Top Sellers

1
LTI
1
Laffer Tengler Investments
Tennessee
$0
2
Principal Financial Group
2
Principal Financial Group
Iowa
$0
3
MSA
3
Mason Street Advisors
Wisconsin
$0
4
Fiera Capital (Canada)
4
Fiera Capital (Canada)
Quebec, Canada
$0
5
BF
5
BOK Financial
Oklahoma
$0
Name Market Value Shares Shares
Change 		Shares
Change %
FMP
126
Financial Management Professionals
Texas
$11K 784 – –
MFS
127
MSI Financial Services
Massachusetts
$11K 815 +35 +4%
FCCM
128
First City Capital Management
Georgia
$10.1K 400 +400 New
AWM
129
AllSquare Wealth Management
New York
$8K 600 – –
FHA
130
First Horizon Advisors
Tennessee
$7K 533 +533 New
Simplex Trading
131
Simplex Trading
Illinois
$6K 482 -575 -54%
ST
132
Smithfield Trust
Pennsylvania
$6K 429 – –
Manulife (Manufacturers Life Insurance)
133
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5.42K 402,431 +140,626 +54%
First Manhattan
134
First Manhattan
New York
$4K 300 – –
EFSCE
135
Enterprise Financial Services Corp (EFSC)
Missouri
$4K 281 +281 New
TRCT
136
Tower Research Capital (TRC)
New York
$3K 225 -10,789 -98%
IPC
137
Independent Portfolio Consultants
Florida
$2K 135 – –
MPWT
138
MassMutual Private Wealth & Trust
Connecticut
$1.35K 100 +100 New
CHP
139
Cable Hill Partners
Oregon
$1K 95 – –
ST
140
Spot Trading
Illinois
$1K 40 +40 New
Principal Financial Group
141
Principal Financial Group
Iowa
– – -706,548 Closed
MSA
142
Mason Street Advisors
Wisconsin
– – -265,000 Closed
Fiera Capital (Canada)
143
Fiera Capital (Canada)
Quebec, Canada
– – -176,600 Closed
BF
144
BOK Financial
Oklahoma
– – -164,005 Closed
Millennium Management
145
Millennium Management
New York
– – -132,936 Closed
Goldman Sachs
146
Goldman Sachs
New York
– – -111,726 Closed
SAM
147
Shell Asset Management
Netherlands
– – -92,929 Closed
Two Sigma Investments
148
Two Sigma Investments
New York
– – -67,676 Closed
Natixis Advisors
149
Natixis Advisors
Massachusetts
– – -28,313 Closed
D.E. Shaw & Co
150
D.E. Shaw & Co
New York
– – -27,372 Closed
3 4 5
6
7