Shell Asset Management’s Hercules Capital HTGC Stock Holding History

Shell Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-92,929	Closed	-$1.34M	–	913
2015 Q3	$1.34M	Buy	+92,929	New	+$1.05M	0.02%	590
2015 Q1	–	Sell	-92,929	Closed	-$1.38M	–	869
2014 Q4	$1.38M	Hold	92,929	–	–	0.02%	580
2014 Q3	$1.34M	Buy	92,929 +8,671	+10%	+$137K	0.02%	609
2014 Q2	$1.36M	Sell	84,258 -979	-1%	-$14.3K	0.02%	617
2014 Q1	$1.2M	Sell	85,237 -345	-0.4%	-$5.41K	0.02%	646
2013 Q4	$1.4M	Buy	85,582 +13,828	+19%	+$223K	0.02%	604
2013 Q3	$1.09M	Buy	+71,754	New	+$1.04M	0.02%	679

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Shell Asset Management's HTGC Position: Q4 2015 in Review

Shell Asset Management sold out of Hercules Capital (HTGC) in Q4 2015, closing a stake of 92,929 shares — an estimated $1.34M sold.

Shell Asset Management first reported a position in HTGC in Q3 2013 and held it in 7 quarters. The position peaked at $1.4M in Q4 2013. 146 funds tracked by Wall St. Rank hold HTGC as of Q4 2015.

Shell Asset Management reported no remaining Hercules Capital position as of Q4 2015 after selling out during the quarter.
Shell Asset Management sold 92,929 Hercules Capital shares in Q4 2015, an estimated $1.34M.
Shell Asset Management first reported a position in Hercules Capital in Q3 2013 and held it in 7 quarters.
Shell Asset Management's Hercules Capital position peaked at $1.4M in Q4 2013.
146 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2015.

Based on Shell Asset Management's 13F filing for Q4 2015, filed 5 Feb 2016.