Spot Trading’s Hercules Capital HTGC Stock Holding History

Spot Trading’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	$0	Sell	11 -174	-94%	-$2.23K	﹤0.01%	3214
2017 Q2	$2K	Buy	+185	New	+$2.57K	﹤0.01%	3118
2016 Q2	–	Sell	-2,093	Closed	-$25.4K	–	3530
2016 Q1	$25K	Buy	+2,093	New	+$23.3K	﹤0.01%	2986
2015 Q4	–	Sell	-40	Closed	–	–	3810
2015 Q3	$0	Hold	40	–	–	﹤0.01%	4062
2015 Q2	$0	Hold	40	–	–	﹤0.01%	4023
2015 Q1	$1K	Buy	+40	New	+$586	﹤0.01%	3782
2014 Q3	–	Sell	-100	Closed	-$2K	–	4478
2014 Q2	$2K	Buy	+100	New	+$1.46K	﹤0.01%	4438
2013 Q4	–	Sell	-3,600	Closed	-$58.1K	–	4095
2013 Q3	$55K	Buy	+3,600	New	+$52.2K	﹤0.01%	3560

Other funds holding HTGC

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Spot Trading's HTGC Position: Q3 2017 in Review

Spot Trading reduced its Hercules Capital (HTGC) stake by 94% in Q3 2017, selling an estimated $2.23K and leaving 11 shares worth $0. The position accounts for ﹤0.01% of the portfolio, ranked #3214.

Spot Trading first reported a position in HTGC in Q3 2013 and has held it in 8 quarters since. The position peaked at $55K in Q3 2013. 150 funds tracked by Wall St. Rank hold HTGC as of Q3 2017.

Spot Trading held 11 shares of Hercules Capital worth $0 as of Q3 2017.
Spot Trading sold 174 Hercules Capital shares in Q3 2017, an estimated $2.23K.
Hercules Capital made up ﹤0.01% of Spot Trading's portfolio in Q3 2017, its #3214 holding.
Spot Trading first reported a position in Hercules Capital in Q3 2013 and has held it in 8 quarters since.
Spot Trading's Hercules Capital position peaked at $55K in Q3 2013.
150 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2017.

Based on Spot Trading's 13F filing for Q3 2017, filed 6 Nov 2017.