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Hercules Capital
HTGC

Overview Fund Activity

165 hedge funds and large institutions have $469M invested in Hercules Capital in 2017 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 48 reducing their positions, and 20 closing their positions.

Holders
165
Holders Change
+7
Holders Change %
+4.43%
% of All Funds
4.12%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
28
Increased
63
Reduced
48
Closed
20
Calls
$1.14M
Puts
$1.35M
Net Calls
-$217K
Net Calls Change
-$1.73M

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$39.2M
2
AM
2
Ares Management
California
$10.1M
3
MC
3
Muzinich & Co
New York
$52.4M
4
AAM
4
Advisors Asset Management
Colorado
$3.83M
5
Stifel Financial
5
Stifel Financial
Missouri
$6.5M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$804K
2
NC
2
Northpointe Capital
Michigan
$8.83M
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$6.22M
5
PI
5
Putnam Investments
Massachusetts
$1.99M
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
101
HBK Investments
Texas
$258K +$258K +19,500 New
PAG
102
Private Advisor Group
New Jersey
$255K -$186K -13,863 -42%
SEI Investments
103
SEI Investments
Pennsylvania
$253K +$68.7K +5,198 +37%
ATC
104
Argent Trust Co
Tennessee
$232K -$106 -8 -0%
MF
105
Magnetar Financial
Illinois
$216K +$4.16K +314 +2%
QIM
106
Quest Investment Management
Oregon
$211K – – –
SWP
107
Stratos Wealth Partners
Ohio
$206K – – –
Lido Advisors
108
Lido Advisors
California
$202K -$27 -2 -0%
BC
109
Brinker Capital
Pennsylvania
$201K +$25.6K +1,934 +15%
SM
110
Salzhauer Michael
$199K – – –
OAM
111
Oxford Asset Management
United Kingdom
$196K -$128K -9,706 -40%
SB
112
Suntrust Banks
Georgia
$192K +$15.7K +1,183 +9%
FAAS
113
First Allied Advisory Services
California
$189K +$2.15K +162 +1%
KCM
114
Kempner Capital Management
Texas
$188K – – –
FCM
115
FJ Capital Management
Virginia
$187K +$187K +14,100 New
1GA
116
1st Global Advisors
Texas
$178K -$11.3K -856 -6%
WA
117
WealthTrust Axiom
Pennsylvania
$178K – – –
Ameriprise
118
Ameriprise
Minnesota
$173K -$30K -2,258 -15%
IA
119
IFP Advisors
Florida
$168K -$1.05K -79 -0.6%
Citadel Advisors
120
Citadel Advisors
Florida
$167K +$167K +12,651 New
HighTower Advisors
121
HighTower Advisors
Illinois
$162K +$1.08K +81 +0.7%
EGA
122
Eagle Global Advisors
Texas
$154K +$154K +11,610 New
FCI
123
Financial Counselors Inc
Kansas
$154K +$154K +11,650 New
Envestnet Asset Management
124
Envestnet Asset Management
Illinois
$153K -$11.3K -856 -7%
DADC
125
D.A. Davidson & Co
Montana
$147K -$171 -13 -0.1%
3 4
5
6 7