HBK Investments’s Hercules Capital HTGC Stock Holding History

HBK Investments’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-162,161	Closed	-$1.79M	–	1198
2018 Q4	$1.79M	Buy	162,161 +36,561	+29%	+$446K	0.02%	512
2018 Q3	$1.65M	Buy	125,600 +19,100	+18%	+$255K	0.02%	583
2018 Q2	$1.35M	Buy	106,500 +29,100	+38%	+$360K	0.01%	570
2018 Q1	$937K	Sell	77,400 -2,700	-3%	-$33.8K	0.01%	637
2017 Q4	$1.05M	Buy	80,100 +24,390	+44%	+$319K	0.01%	601
2017 Q3	$719K	Buy	55,710 +36,210	+186%	+$465K	0.01%	709
2017 Q2	$258K	Buy	+19,500	New	+$271K	﹤0.01%	839
2017 Q1	–	Sell	-16,410	Closed	-$232K	–	746
2016 Q4	$232K	Sell	16,410 -8,590	-34%	-$117K	﹤0.01%	669
2016 Q3	$339K	Buy	25,000 +13,362	+115%	+$178K	0.01%	704
2016 Q2	$145K	Buy	+11,638	New	+$141K	﹤0.01%	927

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return