Salzhauer Michael’s Hercules Capital HTGC Stock Holding History

Salzhauer Michael’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-18,000	Closed	-$252K	–	125
2019 Q4	$252K	Hold	18,000	–	–	0.13%	99
2019 Q3	$241K	Sell	18,000 -5,000	-22%	-$65.3K	0.14%	99
2019 Q2	$295K	Hold	23,000	–	–	0.14%	94
2019 Q1	$291K	Hold	23,000	–	–	0.15%	98
2018 Q4	$254K	Sell	23,000 -2,000	-8%	-$24.4K	0.14%	105
2018 Q3	$329K	Hold	25,000	–	–	0.13%	114
2018 Q2	$316K	Buy	25,000 +5,000	+25%	+$61.8K	0.12%	120
2018 Q1	$242K	Hold	20,000	–	–	0.09%	137
2017 Q4	$262K	Buy	20,000 +5,000	+33%	+$65.4K	0.11%	128
2017 Q3	$194K	Hold	15,000	–	–	0.09%	141
2017 Q2	$199K	Hold	15,000	–	–	0.1%	139
2017 Q1	$227K	Hold	15,000	–	–	0.11%	128
2016 Q4	$212K	Buy	+15,000	New	+$204K	0.11%	130

Other funds holding HTGC

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Sumitomo Mitsui Trust Group

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return