Salzhauer Michael’s Hercules Capital HTGC Stock Holding History

Salzhauer Michael’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-18,000	Closed	-$252K	–	125
2019 Q4	$252K	Hold	18,000	–	–	0.12%	99
2019 Q3	$241K	Sell	18,000 -5,000	-22%	-$65.3K	0.13%	99
2019 Q2	$295K	Hold	23,000	–	–	0.14%	94
2019 Q1	$291K	Hold	23,000	–	–	0.14%	98
2018 Q4	$254K	Sell	23,000 -2,000	-8%	-$24.4K	0.14%	105
2018 Q3	$329K	Hold	25,000	–	–	0.13%	114
2018 Q2	$316K	Buy	25,000 +5,000	+25%	+$61.8K	0.12%	120
2018 Q1	$242K	Hold	20,000	–	–	0.09%	137
2017 Q4	$262K	Buy	20,000 +5,000	+33%	+$65.4K	0.1%	128
2017 Q3	$194K	Hold	15,000	–	–	0.08%	141
2017 Q2	$199K	Hold	15,000	–	–	0.09%	139
2017 Q1	$227K	Hold	15,000	–	–	0.11%	128
2016 Q4	$212K	Buy	+15,000	New	+$204K	0.1%	130

Other funds holding HTGC

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Salzhauer Michael's HTGC Position: Q1 2020 in Review

Salzhauer Michael sold out of Hercules Capital (HTGC) in Q1 2020, closing a stake of 18,000 shares — an estimated $252K sold.

Salzhauer Michael first reported a position in HTGC in Q4 2016 and held it in 13 quarters. The position peaked at $329K in Q3 2018. 199 funds tracked by Wall St. Rank hold HTGC as of Q1 2020.

Salzhauer Michael reported no remaining Hercules Capital position as of Q1 2020 after selling out during the quarter.
Salzhauer Michael sold 18,000 Hercules Capital shares in Q1 2020, an estimated $252K.
Salzhauer Michael first reported a position in Hercules Capital in Q4 2016 and held it in 13 quarters.
Salzhauer Michael's Hercules Capital position peaked at $329K in Q3 2018.
199 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2020.

Based on Salzhauer Michael's 13F filing for Q1 2020, filed 5 May 2020.