Oxford Asset Management’s Hercules Capital HTGC Stock Holding History

Oxford Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-30,338	Closed	-$555K	–	583
2025 Q2	$555K	Buy	+30,338	New	+$537K	0.18%	182
2019 Q3	–	Sell	-17,439	Closed	-$224K	–	1824
2019 Q2	$224K	Buy	+17,439	New	+$226K	﹤0.01%	1532
2019 Q1	–	Sell	-40,274	Closed	-$445K	–	1801
2018 Q4	$445K	Buy	+40,274	New	+$491K	0.01%	1240
2018 Q3	–	Sell	-91,281	Closed	-$1.16M	–	1788
2018 Q2	$1.16M	Buy	+91,281	New	+$1.13M	0.02%	953
2018 Q1	–	Sell	-36,930	Closed	-$483K	–	1731
2017 Q4	$483K	Sell	36,930 -35,622	-49%	-$466K	0.01%	1189
2017 Q3	$926K	Buy	72,552 +57,716	+389%	+$740K	0.02%	970
2017 Q2	$196K	Sell	14,836 -9,706	-40%	-$135K	﹤0.01%	1364
2017 Q1	$371K	Buy	+24,542	New	+$360K	0.01%	1144

Other funds holding HTGC

UBP

Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Oxford Asset Management's HTGC Position: Q3 2025 in Review

Oxford Asset Management sold out of Hercules Capital (HTGC) in Q3 2025, closing a stake of 30,338 shares — an estimated $555K sold.

Oxford Asset Management first reported a position in HTGC in Q1 2017 and held it in 8 quarters. The position peaked at $1.16M in Q2 2018. 344 funds tracked by Wall St. Rank hold HTGC as of Q3 2025.

Oxford Asset Management reported no remaining Hercules Capital position as of Q3 2025 after selling out during the quarter.
Oxford Asset Management sold 30,338 Hercules Capital shares in Q3 2025, an estimated $555K.
Oxford Asset Management first reported a position in Hercules Capital in Q1 2017 and held it in 8 quarters.
Oxford Asset Management's Hercules Capital position peaked at $1.16M in Q2 2018.
344 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2025.

Based on Oxford Asset Management's 13F filing for Q3 2025, filed 14 Nov 2025.