Oxford Asset Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-30,338	Closed	-$555K	–	579
2025 Q2	$555K	Buy	+30,338	New	+$537K	0.18%	180
2019 Q3	–	Sell	-17,439	Closed	-$224K	–	1824
2019 Q2	$224K	Buy	+17,439	New	+$226K	﹤0.01%	1532
2019 Q1	–	Sell	-40,274	Closed	-$445K	–	1801
2018 Q4	$445K	Buy	+40,274	New	+$491K	0.01%	1240
2018 Q3	–	Sell	-91,281	Closed	-$1.16M	–	1788
2018 Q2	$1.16M	Buy	+91,281	New	+$1.13M	0.02%	953
2018 Q1	–	Sell	-36,930	Closed	-$483K	–	1731
2017 Q4	$483K	Sell	36,930 -35,622	-49%	-$466K	0.01%	1189
2017 Q3	$926K	Buy	72,552 +57,716	+389%	+$740K	0.02%	970
2017 Q2	$196K	Sell	14,836 -9,706	-40%	-$135K	﹤0.01%	1364
2017 Q1	$371K	Buy	+24,542	New	+$360K	0.01%	1144