WealthTrust Axiom’s Hercules Capital HTGC Stock Holding History

WealthTrust Axiom’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-10,000	Closed	-$131K	–	230
2017 Q4	$131K	Sell	10,000 -1,000	-9%	-$13.1K	0.05%	208
2017 Q3	$141K	Sell	11,000 -2,500	-19%	-$32.1K	0.05%	202
2017 Q2	$178K	Hold	13,500	–	–	0.07%	205
2017 Q1	$204K	Hold	13,500	–	–	0.07%	207
2016 Q4	$190K	Sell	13,500 -5,000	-27%	-$68.1K	0.07%	203
2016 Q3	$250K	Hold	18,500	–	–	0.09%	170
2016 Q2	$229K	Hold	18,500	–	–	0.09%	179
2016 Q1	$222K	Hold	18,500	–	–	0.09%	176
2015 Q4	$225K	Buy	+18,500	New	+$208K	0.09%	173

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

WealthTrust Axiom's HTGC Position: Q1 2018 in Review

WealthTrust Axiom sold out of Hercules Capital (HTGC) in Q1 2018, closing a stake of 10,000 shares — an estimated $131K sold.

WealthTrust Axiom first reported a position in HTGC in Q4 2015 and held it in 9 quarters. The position peaked at $250K in Q3 2016. 161 funds tracked by Wall St. Rank hold HTGC as of Q1 2018.

WealthTrust Axiom reported no remaining Hercules Capital position as of Q1 2018 after selling out during the quarter.
WealthTrust Axiom sold 10,000 Hercules Capital shares in Q1 2018, an estimated $131K.
WealthTrust Axiom first reported a position in Hercules Capital in Q4 2015 and held it in 9 quarters.
WealthTrust Axiom's Hercules Capital position peaked at $250K in Q3 2016.
161 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2018.

Based on WealthTrust Axiom's 13F filing for Q1 2018, filed 1 May 2018.