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Hercules Capital
HTGC

Overview Fund Activity

199 hedge funds and large institutions have $289M invested in Hercules Capital in 2020 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 71 increasing their positions, 61 reducing their positions, and 26 closing their positions.

Holders
199
Holders Change
+8
Holders Change %
+4.19%
% of All Funds
4.4%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
37
Increased
71
Reduced
61
Closed
26
Calls
$716K
Puts
$1.22M
Net Calls
-$508K
Net Calls Change
-$750K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.1M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$7.25M
3
Deutsche Bank
3
Deutsche Bank
Germany
$5.73M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$2.8M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$769K
2
Assenagon Asset Management
2
Assenagon Asset Management
Luxembourg
$0
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.34M
4
CIM
4
Confluence Investment Management
Missouri
$4.03M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.7M
Name Market Value Shares Shares
Change 		Shares
Change %
AG
76
Aperio Group
California
$392K 51,334 -34,881 -40%
Neuberger Berman Group
77
Neuberger Berman Group
New York
$383K 50,072 -22,305 -31%
AAS
78
Avantax Advisory Services
Texas
$383K 49,978 +721 +1%
PCM
79
Palisade Capital Management
New Jersey
$370K 48,467 +21,367 +79%
NSIM
80
North Star Investment Management
Illinois
$350K 45,774 +9,536 +26%
WAM
81
Wakefield Asset Management
Colorado
$333K 43,564 +5,761 +15%
TRCT
82
Tower Research Capital (TRC)
New York
$325K 42,592 +42,557 +121,591%
OPA
83
Old Port Advisors
Maine
$324K 42,407 -1,180 -3%
Cambridge Investment Research Advisors
84
Cambridge Investment Research Advisors
Iowa
$322K 42,138 -6,553 -13%
TAM
85
Trillium Asset Management
Massachusetts
$318K 41,639 -222,050 -84%
Cerity Partners
86
Cerity Partners
New York
$317K 41,384 -1,920 -4%
SIAP
87
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$296K 38,800 +38,800 New
Victory Capital Management
88
Victory Capital Management
Texas
$292K 38,260 +19,368 +103%
Qube Research & Technologies (QRT)
89
Qube Research & Technologies (QRT)
United Kingdom
$292K 38,207 +20,863 +120%
SPIA
90
Steward Partners Investment Advisory
New York
$286K 37,502 -1,724 -4%
Canada Life
91
Canada Life
Manitoba, Canada
$282K 36,548 +2,175 +6%
CA
92
Cetera Advisors
Colorado
$273K 35,789 -2,251 -6%
Two Sigma Investments
93
Two Sigma Investments
New York
$269K 35,256 -59,932 -63%
Envestnet Asset Management
94
Envestnet Asset Management
Illinois
$267K 34,914 -8,596 -20%
CIC
95
Carnegie Investment Counsel
Ohio
$265K 34,640 -525 -1%
Tudor Investment Corp
96
Tudor Investment Corp
Connecticut
$258K 33,820 +33,820 New
Simplex Trading
97
Simplex Trading
Illinois
$250K 32,812 +32,499 +10,383%
CS
98
Credit Suisse
Switzerland
$237K 31,072 +12,116 +64%
Two Sigma Advisers
99
Two Sigma Advisers
New York
$228K 29,900 +29,900 New
DIM
100
DC Investments Management
Virginia
$217K 28,465 +3,918 +16%
2 3
4
5 6