Palisade Capital Management’s Hercules Capital HTGC Stock Holding History

Palisade Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-44,467	Closed	-$514K	–	392
2020 Q3	$514K	Sell	44,467 -2,000	-4%	-$22.2K	0.02%	337
2020 Q2	$487K	Sell	46,467 -2,000	-4%	-$20.3K	0.02%	335
2020 Q1	$370K	Buy	48,467 +21,367	+79%	+$279K	0.01%	363
2019 Q4	$380K	Sell	27,100 -12,200	-31%	-$170K	0.01%	369
2019 Q3	$525K	Sell	39,300 -5,800	-13%	-$75.7K	0.02%	359
2019 Q2	$578K	Buy	45,100 +10,431	+30%	+$135K	0.02%	356
2019 Q1	$439K	Buy	+34,669	New	+$442K	0.01%	376

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Sumitomo Mitsui Trust Group

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return