Palisade Capital Management’s Hercules Capital HTGC Stock Holding History

Palisade Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-44,467	Closed	-$514K	–	392
2020 Q3	$514K	Sell	44,467 -2,000	-4%	-$22.2K	0.02%	337
2020 Q2	$487K	Sell	46,467 -2,000	-4%	-$20.3K	0.02%	335
2020 Q1	$370K	Buy	48,467 +21,367	+79%	+$279K	0.01%	363
2019 Q4	$380K	Sell	27,100 -12,200	-31%	-$170K	0.01%	369
2019 Q3	$525K	Sell	39,300 -5,800	-13%	-$75.7K	0.02%	359
2019 Q2	$578K	Buy	45,100 +10,431	+30%	+$135K	0.02%	356
2019 Q1	$439K	Buy	+34,669	New	+$442K	0.01%	376

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Palisade Capital Management's HTGC Position: Q4 2020 in Review

Palisade Capital Management sold out of Hercules Capital (HTGC) in Q4 2020, closing a stake of 44,467 shares — an estimated $514K sold.

Palisade Capital Management first reported a position in HTGC in Q1 2019 and held it in 7 quarters. The position peaked at $578K in Q2 2019. 193 funds tracked by Wall St. Rank hold HTGC as of Q4 2020.

Palisade Capital Management reported no remaining Hercules Capital position as of Q4 2020 after selling out during the quarter.
Palisade Capital Management sold 44,467 Hercules Capital shares in Q4 2020, an estimated $514K.
Palisade Capital Management first reported a position in Hercules Capital in Q1 2019 and held it in 7 quarters.
Palisade Capital Management's Hercules Capital position peaked at $578K in Q2 2019.
193 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2020.

Based on Palisade Capital Management's 13F filing for Q4 2020, filed 11 Feb 2021.