Trillium Asset Management’s Hercules Capital HTGC Stock Holding History

Trillium Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-41,639	Closed	-$318K	–	238
2020 Q1	$318K	Sell	41,639 -222,050	-84%	-$2.9M	0.02%	209
2019 Q4	$3.7M	Buy	263,689 +7,736	+3%	+$108K	0.16%	130
2019 Q3	$3.42M	Buy	255,953 +555	+0.2%	+$7.24K	0.16%	131
2019 Q2	$3.27M	Sell	255,398 -86,892	-25%	-$1.13M	0.16%	136
2019 Q1	$4.33M	Buy	342,290 +37,411	+12%	+$477K	0.22%	120
2018 Q4	$3.37M	Sell	304,879 -21,485	-7%	-$262K	0.2%	129
2018 Q3	$4.29M	Buy	326,364 +27,877	+9%	+$372K	0.21%	122
2018 Q2	$3.78M	Buy	298,487 +96,112	+47%	+$1.19M	0.2%	126
2018 Q1	$2.45M	Buy	202,375 +25,493	+14%	+$320K	0.14%	140
2017 Q4	$2.32M	Sell	176,882 -22,558	-11%	-$295K	0.13%	143
2017 Q3	$2.57M	Buy	199,440 +2,759	+1%	+$35.4K	0.15%	139
2017 Q2	$2.6M	Sell	196,681 -9,757	-5%	-$135K	0.16%	141
2017 Q1	$3.12M	Buy	206,438 +67,364	+48%	+$988K	0.2%	129
2016 Q4	$1.96M	Buy	139,074 +54,497	+64%	+$742K	0.13%	139
2016 Q3	$1.15M	Buy	84,577 +65,077	+334%	+$868K	0.07%	160
2016 Q2	$242K	Hold	19,500	–	–	0.02%	206
2016 Q1	$234K	Buy	+19,500	New	+$217K	0.02%	200

Other funds holding HTGC

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Sumitomo Mitsui Trust Group

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return